- Deloitte (New York, NY)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted ... with clients, industry consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and… more
- TD Bank (New York, NY)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- TD Bank (New York, NY)
- …the bank's financial reporting and operations. Reporting to the Head of Financial Controls , the Senior Manager is responsible for ensuring effective ... and advice to various internal and external stakeholders. The Financial Controls team is a newly established...AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational… more
- Bank of America (Jersey City, NJ)
- CFO Regulatory Reporting Controller II (Global Financial Controls ) Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, ... capital and FX reports filed with regulators and variance analysis. Prepare regulatory calculations, performs and documents control processes for local Banks,… more
- TD Bank (New York, NY)
- …Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight ... risk. This role will liaise with enterprise employee relations and manage the control framework around HR processes for TDS HR to ensure operational effectiveness… more
- Citigroup (New York, NY)
- …to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Our core activities are ... progress. They contribute to creating a culture that drives client excellence, controls excellence and operational excellence. Diversity is a key business imperative… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements (eg, financial controls , segregation of duties, transaction approvals, and physical ... this role. **Job Description:** **Preferred Qualifications** **Department Overview** TDS Governance & Controls team (TDS G&C) is accountable to perform the 1B risk… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing** **The Team:** Digital Solutions ... and manage trigger events + Ensure compliance with operational standards and regulatory compliance efforts. + Oversee SOX/SOC controls mapping and reporting… more
- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects. The Regulatory … more
- JPMorgan Chase (Jersey City, NJ)
- …impact by delivering high-quality products that resonate with clients. As a Product Manager in the Cybersecurity and Technology Controls organization, you are an ... product development life cycle, design, and data analytics + **Knowledge of Governance, Regulatory , and Technology Risk and Controls ** + Proven ability to lead… more
- Citigroup (Queens, NY)
- …Risk & Controls team, maintain and continue to enhance an effective internal controls structure to satisfy the Management Control Assessment (MCA) Risk and ... to Citi senior management, Citibank NA senior management, FRB, OCC, and FDIC quarterly financial results and analysis for regulatory filings of the FR Y-15. +… more
- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... and Knowledge:** + JD and/or CRCM certification + In-depth knowledge of financial services, regulatory and risk industry practices. + Experience… more
- JPMorgan Chase (Jersey City, NJ)
- …response to external auditors with respect to potential and confirmed control exceptions, including identification of relevant compensating controls for ... and upholding operational excellence, driving innovation in risk management. As a Controls Attestation Management in Cybersecurity Technology & Controls , you… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Relations Group **Requisition ID:** 222217 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a ... providing support, advice and guidance, to business unit and control function management to support their regulatory ...+ At least seven years of experience at a Financial Services Firm, Consulting Firm, or Regulatory … more
- JPMorgan Chase (Jersey City, NJ)
- …mitigation + Demonstrated expertise in risk management frameworks, industry standards, and regulatory requirements relevant to the financial industry + Proven ... firm's tech risk strategy and enhance industry compliance. As a Tech Risk & Controls Director in Cybersecurity and Technology Controls , you will play a pivotal… more
- JPMorgan Chase (Jersey City, NJ)
- Join JPMorgan as a Control Manager at the Vice President level and be part of a team that ensures strong and consistent controls are observed across the ... the security and success of the firm. As a Control Manager in the Chief Data &...+ Support mapping and gap assessment of current state controls with industry frameworks, or regulatory requirements,… more
- Bank of America (Jersey City, NJ)
- …all Lines of Business, CIO teams, to continuously improve the organization's core access control compliance. The Controls Specialist will analyze controls to ... Identity & Access Management (IAM) Information Security Controls Specialist (Data Driven & Governance exp required)...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- City National Bank (New York, NY)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office ... major technology programs including design, build, test, deployment and control phases in an agile methodology * May include...experience * Minimum 7 years leading legal, governance and/or regulatory programs in the financial services industry… more
- TD Bank (New York, NY)
- …The team will be responsible for maintaining, executing, and providing oversight of the financial controls for all TDS business lines. The team will also provide ... for this role. **Job Description:** **Job Posting Title:** Senior Manager , Product Control - Securities Financing/Prime Services/Prime... financial analysis and advice to key control … more
- Bank of America (New York, NY)
- …executes on controls , ensuring tracking, monitoring, and resolution of any control breaches with data platform + Execution of daily/monthly control routines ... are guided by a common purpose to help make financial lives better through the power of every connection....+ Data and Trend Analysis + Business Acumen + Controls Management + Production Support + Regulatory … more