- Tradeweb (New York, NY)
- …managers. Creative collaboration and sharp client focus have helped fuel our organic growth . We facilitated average daily trading volume (ADV) of more than $2.2 ... + Conduct audit testing to test the design and operating effectiveness of internal controls + Identify, communicate and track implementation status… more
- Synchrony (New York, NY)
- …As a leader within the Growth Governance and Excellence (GGE) organization, the ** VP , Growth Control Effectiveness and Optimization** will be ... for Growth governance routines, specifically related to control reviews, builds and effectiveness assessments of Growth 's L3 Processes and documentation.… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function ... long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to...effectiveness of the Bank's governance, risk management and control processes. It reports to a Director. This role… more
- TD Bank (New York, NY)
- …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague… more
- MUFG (New York, NY)
- …our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most ... independent and objective assurance and consulting activities to evaluate the effectiveness of the Bank's governance, risk management, and internal control… more
- TD Bank (New York, NY)
- …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... more specific details for this role. **Job Description:** This VP Compliance role will be a key member of...of in-person trainings + Developing methods to measure training effectiveness over time + Tracking training completion and developing… more
- MUFG (New York, NY)
- …You will evaluate, monitor, and report on the quality of risk assets and effectiveness of the Bank's processes to control credit, trading, and associated ... our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most… more
- Citigroup (New York, NY)
- …(T&BE) empowers Citi to achieve its day-to-day operational and long-term growth goals, enabling execution of Citi's strategy by providing technical solutions ... and is responsible to provide independent and objective assessment on the effectiveness , quality and timeliness of the remediation of high severity issues and… more
- Citigroup (Jersey City, NJ)
- …a problem solver who seeks passion in your work, come join us. We'll enable growth and progress together. **Overview of the Role:** The Apps Sup Tech Lead Analyst is ... Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family. GTPL is the global finance product … more
- JPMorgan Chase (Jersey City, NJ)
- …legal entities, and time zones, including multi-national corporations, high- growth technology companies, commercial banks, non-bank financial institutions, central ... notional and virtual techniques enable our clients to achieve visibility, control and optimization of working capital. **Job responsibilities** + Support the… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio management ... to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague… more
- TD Bank (New York, NY)
- …audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President supports Volcker Program Governance across TD Securities ... New York, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $160,000 - $200,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to… more
- TD Bank (New York, NY)
- …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... **Job Description:** Preferred Qualifications Global Transaction Banking (GTB) is a key growth business within TDS that provides the opportunity to make an impact… more
- TD Bank (New York, NY)
- …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice,… more
- TD Bank (New York, NY)
- …to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague ... decisions; develop and maintain contacts with market participants + Demonstrates governance, control , and risk management behaviors in alignment with TD policies and… more
- MUFG (Jersey City, NJ)
- …our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most ... management, including the identification, assessment, and management of inherent, control , and residual risks. **Responsibilities:** **Cyber Risk Management:** +… more
- TD Bank (New York, NY)
- …role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in ... to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague… more
- American Express (New York, NY)
- …role is based in New York, Phoenix, or Sandy and will be supporting the Vice President of Corporate Services and Enterprise Shared Services. This leader will ... lifecycle, with a specific focus on the effective design and operating effectiveness of People, Legal, and Environmental Social Governance risk pillars that support… more
- ITT (Stamford, CT)
- …team and serve as Director, Global Trade Compliance. Reporting to the Senior Vice President and General Counsel, the Director, Global Trade Compliance is ... and efficiency solutions and aftermarket services and parts. + **Connect and Control Technologies:** (Revenue of $0.8B; headcount of ~ 3,800; operates in 10… more
