- Capital One (Mclean, VA)
- Associate Broker Dealer Risk Specialist **The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly ... risks to the Company using various compliance surveillance tools and methods. The Associate Risk Specialist's primary responsibilities will be to provide support… more
- Coinbase (Washington, DC)
- …a highly-skilled Senior Associate to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization of ... doing (ie. job duties):* We are building out our Broker Dealer Operations function to support our...to support our equities trading product. As a Senior Associate , you will play a critical role in executing… more
- Wells Fargo (Mclean, VA)
- …statutory disqualification are not eligible to be associated with a FINRA-registered broker - dealer . Successful candidates must also meet and comply with ongoing ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more… more
- Capital One (Mclean, VA)
- …in IRD space + 5+ years of experience working at a financial institution, Bank or Broker Dealer + Proficient in the use of Bloomberg, Excel, and Visual Basic + ... and plays a critical role in managing interest rate risk and FX (foreign exchange) risk for...expected to become and maintain status as a registered Associate Person (AP) in Capital One's Swap Dealer… more