- Societe Generale (New York, NY)
- …of Obligor Risk Ratings, Basel III parameters (LGDs), other financial metrics. Ongoing monitoring of the credit quality of the portfolio (portfolio review and early ... and (ii) exposure limits. The Credit Risk department is looking for a senior credit risk professional with broad experience approving credit lines for lending and… more
- NYC Health Hospitals (New York, NY)
- …and partnerships between all persons. Job Description Under the direction of the Senior Vice President (Post-Acute/Long Term Care), or other members of senior ... ensuring the health and safety of residents, patients, visitors, and staff, and compliance with all applicable local, state, federal and NYC Health + Hospitals rules… more
- Pyramid Consulting, Inc. (Jersey City, NJ)
- Immediate need for a talented AVP- Compliance Officer . This is a 08+months contract opportunity with long-term potential and is located in Jersey City, NJ ... and Change Management (RICM) program for the US. The Compliance RICM team is responsible for: (1) monitoring...ability to work collaboratively with front, back office and Compliance stakeholders and senior management. Strong communication… more
- Trexquant Investment (Stamford, CT)
- …pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance ... for our SEC-registered investment adviser for private funds. Maintain and enhance compliance frameworks, policies, and monitoring systems. Develop and implement… more
- Jefferies (Jersey City, NJ)
- Job Description The AML Compliance Group is responsible for the coordination of the Firm's AML Program and is the Firm's primary contact for regulatory agencies and ... Firm employees regarding issues related to the AML Program. AML Compliance , in consultation with the Firm's Legal Department, will implement and coordinate… more
- Lupus Research Alliance Inc. (New York, NY)
- Position: Director of Finance Reports to: Chief Financial Officer Location: Remote/Hybrid in NYC office as needed Starting salary: $120,000 - $130,000 Background The ... play a critical role in our financial operations, ensuring compliance with accounting principles/regulations, strengthening the internal control environment,… more
- Mizuho Bank, Ltd. (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the...regulatory reports. They will be responsible for executing and monitoring these reports on the appropriate cadence (eg daily,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight**...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for ... a Senior CRA Compliance Officer to...a Senior CRA Compliance Officer to join our ...as needed; + Support the Bank's CRA Program, including monitoring of the Bank's CRA performance in accordance with… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... teams in promoting our global program and its responsibilities + Conduct ongoing compliance monitoring activities and participate in special projects as required… more
- Bank of America (New York, NY)
- Senior Portfolio Management Officer -Commercial Real Estate Banking New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Portfolio-Management- Officer -Commercial-Real-Estate-Banking\_25026660-2) **Job Description:** At Bank of America,… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...sales and trading desk's daily business activities; and 6) monitoring sales and trading activities to ensure compliance… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management framework. ... This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic decision-making processes… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Trexquant Investment (Stamford, CT)
- …pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing compliance ... investment adviser for private funds. + Maintain and enhance compliance frameworks, policies, and monitoring systems. +...risk assessments and report findings to the CEO and senior leadership. + Represent compliance in investor… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
- MTA (Jamaica, NY)
- …Chief Equal Opportunity Officer , the Agency Deputy Chief Equal Opportunity Officer (DEOO) is responsible for evaluating compliance and making recommendations ... Agency Deputy Chief EO Officer - LIRR Job ID: 11636 Business Unit:...Justice, and LEP. This position assists with the audit, monitoring , and administration of the Agency's policies, practices, and… more
