- MUFG Bank, Ltd. (New York, NY)
- …years of compliance with a focus on advisory and policy development. 5+ years of Fixed Income Compliance experience Strong knowledge of FINRA, SEC, NFA and CFTC ... Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. In… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... provide compliance advisory services primarily for Fixed Income securities, including corporate bonds, convertible...are achieved. + Work with business partners (ie, Surveillance, IT , Operations etc.) to develop and enhance systems, tools,… more
- BlackRock (New York, NY)
- **About this role** **Vice President, BGM Fixed Income Platform & Markets Strategy** BlackRock Global Markets (BGM) brings together BlackRock's global trading, ... focused on evolving and scaling our platform, and transforming fixed income markets. They will collaborate closely...meetings, written communications, etc. + Craft the narrative and senior stakeholder material for the overall body of work… more
- BlackRock (New York, NY)
- …team members to understand how personal passions and strengths connect with our purpose. ** Fixed Income Risk Management** You will partner with the fixed ... with portfolio construction and scenario analysis **Qualifications** + Expertise in fixed income products, investments, and portfolio construction techniques… more
- MUFG (New York, NY)
- …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and CFTC ... + Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. In… more
- City National Bank (New York, NY)
- …as a registered representative for City National Securities (CNS). Process stock, option, fixed income , and mutual fund transactions for clients of City National ... * Work with CNS clients to enter equity, option, fixed income , and mutual fund orders into...Series 4, 53, and Series 57 preferred. *WHAT'S IN IT FOR YOU?* *Compensation*Starting base salary: $87,027 - $138,965… more
- Citigroup (New York, NY)
- The IT Business Senior Analyst is an intermediate-level position within Fixed Income Electronic Trading technology team at Citigroup. We are looking for ... of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately...and Pricing solutions. + MUST HAVE strong knowledge on Fixed Income (Credit and Rates) products and… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Join Mizuho as a Senior Project Manager! We are seeking a highly...programs. Key Responsibilities: + Manage multiple Major Projects in IT Front Office Risk Technology + Manage planning, tracking… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Senior Manager, US Information Security & Control **Requisition...NYSDFS, FFIEC, and NIST CSF. + Provides support to IT &S auditors and compliance with respect to regulatory and… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Senior Manager, US Information Security & Control **Requisition...with vulnerability and technology risk background + Experience in IT key security controls/mechanisms and risk assessment concepts pertaining… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... leading all aspects of the audit cycle and special projects specific to IT infrastructure and cybersecurity areas of focus. Contribute to the group's strategic… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... reports on compliance technology initiatives, project status, and key outcomes to senior management. Qualifications: + Bachelor's degree in IT , Computer Science,… more
- JPMorgan Chase (New York, NY)
- …solutions will give you exposure to the various asset classes, including equities, fixed income , real assets, hedge funds and private equity. **Job ... strategies that contribute to our clients' futures. Benefit from senior leader mentorship and engaging projects in New York,...may join: + Equities - New York + Global Fixed Income Currencies and Commodities - New… more
- City National Bank (New York, NY)
- …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR * WHAT IS THE OPPORTUNITY? The Senior...license required. * CFP designation highly preferred. *WHAT'S IN IT FOR YOU?* *Compensation* Starting base salary: $120,000-$130,000 per… more
- Marex (New York, NY)
- …- Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income , Listed Options, Structured Products trading activities as well ... Calendar deadlines are achieved. + Work with business partners (ie, Surveillance, IT , Operations etc.) to develop and enhance systems, tools, reports, and processes… more
- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Join Mizuho as an IT Risk Management Reporting Specialist! The IT...surface actionable tasks + Develop dashboards for use by senior management and technology teams + Assist in generation… more
- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... a high-energy, detail-oriented individual to join us as a Senior Business Analyst in our New York office. This...timely and successful delivery of objectives. + Partner with IT and business teams to validate solutions through user… more
- Truist (New York, NY)
- …design, management of best practices, oversight of applications supporting Equities, Fixed Income , Derivatives, Foreign Exchange, Loan Trading and Syndication, ... participating in Capital Markets initiatives with a focus on IT Delivery 5. Ability to communicate complex information in.../ AI principals 15. Ability to influence others at senior levels to adopt a new perspective. 16. Must… more
- Mizuho Corporate Bank (New York, NY)
- …reporting and controls + Solid understanding of key financial products particularly equities, fixed income and derivatives instruments + Strong experience in one ... plays a key role (in collaboration with legal, compliance, IT , etc) in the analysis, requirements specifications, and implementation...key product areas covered by the team (eg, equities, fixed income , derivatives, etc.) + Comfortable working… more
- Santander US (New York, NY)
- …Market Risk team. The ideal candidate will have strong technical expertise in fixed income quantitative finance, derivative pricing models - Interest Rates, ... Compliance: + Collaborate with key stakeholders, including trading desks, IT , global and local risk management teams, and model...desired. + Experience with pricing and risk models for fixed income trading products - derivative pricing… more
