- TD Bank (New York, NY)
- …Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of experience in surveillance of ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Vice President , Compliance Transformation Project Manager manages Compliance ... environment, and maintaining effective communications and reporting. The successful Vice President , Compliance Transformation Project Manager has demonstrated… more
- BMO Financial Group (New York, NY)
- …Regulatory Services Organization and is specifically responsible for the monitoring of trade floor activities and ensuring these activities adhere to all applicable ... CMS, and Compliance, the VP will be responsible to review assigned surveillance reports, validate activity and document results. Primary products covered will be… more
- JPMorgan Chase (New York, NY)
- …independent testing and ongoing performance monitoring activities around sanctions screening, trade surveillance , transaction monitoring, and over models used ... Prior experience in modeling, reviewing or managing models for sanctions screening, trade surveillance or transaction monitoring is desirable. + Experience with… more
- Citigroup (Jersey City, NJ)
- …, employee trading, outside activities surveillance , and information barrier controls/ surveillance . This Vice President (VP) role sits within ... The ICRM Global Surveillance platform encompasses a number of Surveillance /Control related portfolios including trade surveillance , e-communications and… more