- SMBC (New York, NY)
- …Provide feedback and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor and supervise problem ... pass watch or any special credit reviews. + Manage compliance with internal policies, workflow procedures and ensure US...preferred. + Prior experience interacting with US Regulators (Fed, OCC or FDIC) preferred. + Ability to adapt to… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in ... environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will...laws and regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC ) + Experienced in change management and continuous process… more
- MTA (New York, NY)
- OCC Compliance Officer Job ID: 13446 Business Unit: Metro-North Railroad Location: New York, NY, United States Regular/Temporary: Regular Department: Date ... Posted: Oct 21, 2025 Description Job Title: OCC Compliance Officer Department: Transportation Operations MTA Agency: Metro-North Railroad Primary… more
- Banco Popular Puerto Rico (New York, NY)
- …7, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance Team. The...+ Prior experience working with regulatory agencies, including FRB, OCC , FDIC, or CFPB. + Ability to analyze complex… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... as a broker/dealer and/or registered investment adviser/ and the OCC . * For Wealth Management Compliance roles,...and the OCC . * For Wealth Management Compliance roles, experience working within a Compliance … more
- ManpowerGroup (New York, NY)
- Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change Management Officer , you ... align successfully in the organization. **Job Title:** Regulatory Change Management Officer **Location: New York, New York** **Pay Range:** Anticipated salary… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the Regulatory Change Management Team as a Subject Matter ... timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments across SMBC Americas Division to coordinate… more
- TD Bank (New York, NY)
- … Compliance Department, at least annually, for providing input to the US Chief Compliance Officer to facilitate the assessment of the US Compliance ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Fair...Fair and Responsible Banking related expectations communicated by the OCC , FRB and CFPB. This role works closely with… more
- American Express (New York, NY)
- …Risk and Compliance organization and led by the Chief Risk Officer , manages operational risks associated with Information & Cyber Security Risk, Business ... Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations and standards (eg, OCC Bulletin… more
- American Express (New York, NY)
- …Risk and Compliance organization and led by the Chief Risk Officer , manages operational risks associated with Information & Cyber Security Risk, Business ... vulnerability management and resiliency compliance management. + Support compliance with Resilience-related regulations and standards (eg, OCC Bulletin… more
- Grant Thornton (New York, NY)
- …following agencies (FRB, OCC , FDIC, FinCEN, or SIFMA) and/or ex-senior AML Officer from a nationally recognized institution. + Adhere to the highest degree of ... leadership material. + Demonstrate understanding of leading practices in risk and compliance for banking and/or financial products and services. + Apply strong… more
- Touro University (Valhalla, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla ... in relation to State, USDA and AAALAC inspections; and tracking required training, OCC Health & visitors log . + Perform other administrative and clerical tasks… more
