- TD Bank (New York, NY)
- …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
- American Express (New York, NY)
- …will report to a Senior Manager and will work closely with Compliance , Regulatory Exam Lifecycle Management, US Regulatory Relations, and Operational Risk ... audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud… more
- American Express (New York, NY)
- …an impact, and together, you will help us define the future of American Express. ** Manager - Audit & Regulatory Management** **How we serve our customers is ... and align with regulatory requirements and best practices. The Audit & Regulatory Engagement team supports the Compliance...educates partners with an examiner and regulator mindset.** **The Audit & Regulatory Management - Manager will… more
- American Express (New York, NY)
- …US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance audit approach. This role ... City, or Phoenix and reports to the Vice President, Audit Leader of IAG's Global Compliance team....Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. This Manager position is part of the Regulatory Exam Lifecycle Management (RELM or ... 'the Team') in Global Risk and Compliance ('GRC'), and reports to the Director of Regulatory...and risk management processes that underpin the company's regulatory exam framework. RRM focus areas include management of RELM's… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** As a Manager on the Compliance Issues, Events and Remediation Governance team, you will play ... a pivotal role in developing and executing the firm's compliance risk governance initiatives. This team is responsible for...the Issues, Events and Remediation program. + Support in audit and regulatory exam queries and initiatives… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- American Express (New York, NY)
- …reporting requirements. + Conduct data analysis, issue resolution, and ad-hoc data pulls for audit and exam responses. + Manage projects in support of the ... and grow your career. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide...CRR and Enhanced Due Diligence ("EDD") programs. **Role of Manager , GFCC Reporting Team** As GFCC embarks on a… more
- NYS Housing Trust Fund Corporation (New York, NY)
- …programs (described on RHC's website (https://hcr.ny.gov/general-ida-programs) ). The Monitoring and Compliance Manager will report to RHC's Director of Policy ... is a public benefit corporation, and a Civil Service exam is not required for this position. Candidates must...adaptation and storm recovery initiatives. Job Summary: The Monitoring, Compliance and Policy Manager 's role comprises of… more
- City of New York (New York, NY)
- …evaluations. Only those applicants with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam No. 3042 are eligible ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam … more
- Truist (New York, NY)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- City National Bank (New York, NY)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years… more
- City National Bank (New York, NY)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, ... * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The ...control standards, including timely implementation of internal and external audit points together with any issues raised by external...agencies, including exam management… more
- Wellington (New York, NY)
- …with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... assist with the strategic implementation of IT solutions to streamline the compliance framework around conflicts and non-public information. This position is open to… more
- TD Bank (New York, NY)
- …Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
- TD Bank (New York, NY)
- …maintenance of comprehensive framework to assess and mitigate risks, ensuring compliance with internal and external regulations by conducting audits, monitoring ... procedures in alignment with Platforms and technology, legal, regulatory and compliance requirements + Implements and executes controls to mitigate risk generated… more
- City of New York (New York, NY)
- …ad-hoc projects and assists with Annual Comptroller's exercises: Fiscal Year close & Single Audit . - Ensure full compliance with all Federal, State and City ... those who filed for THE NEW YORK CITY BRIDGE EXAM No. 3971 From: June 7, 2023, To: July...federal, state and private grant funded programs to ensure compliance and assist programs in more efficient/effective approaches to… more