- TD Bank (New York, NY)
- …following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...through concise and clear messaging; ability to influence and lead at a senior level + Ability to work… more
- City of New York (New York, NY)
- …the Office of Internal Audit & Control. Reporting directly to the Director, Risk Assessment & Accountability, the successful candidate will: - Supervise ... codes. Since its inception in 1865, FDNY has helped lead efforts to make New York the safest big...standards. - Supervise and coordinate the preparation of enterprise risk assessments in compliance with federal, state,… more
- American Express (New York, NY)
- …involve extensive collaboration with multiple partners across IAG. **Key Responsibilities** * Risk Identification & Assessment : Lead the identification and ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational… more
- Justworks (New York, NY)
- …leader to join the team to lead and manage the Security Governance, Risk , and Compliance (GRC) function. This Director of GRC role will provide expert ... Director, Governance Risk & Compliance New York, New...and sometimes contradictory information to effectively solve problems. + Risk assessment - Apply a logical step-by-step… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance & Operational Risk Manager -...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Citigroup (New York, NY)
- …+ Provide day-to-day AML risk assessment and oversight for high- risk client segments including Payment Intermediaries. + Lead enhanced due diligence ... to join our team as a **Digital Payments** **AML Risk Management Lead Analyst.** Citi's central role...equivalent experience + Master's degree preferred **Job Family Group:** Compliance **Job Family:** AML Risk Management **Time… more
- Guidehouse (New York, NY)
- …banks / financial institutions, ideally Global Systemically Important Banks (GSIBs). + Managed compliance and risk assessment processes for large banks, ... operational risks in new or existing business processes. + Lead and execute Risk and Control Self-Assessments...one or more of the following areas: + Operational risk and/or big bank compliance (first or… more
- Bank of America (New York, NY)
- …escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses ... Compliance and Operational Risk Manager- Foreign...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related to themes… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Risk ID 1st LOD Sr. Lead ... data for Credit, Compliance & Operations risk rating impact assessment ; Data analysis tools ... Risk Rating for assigned products and overlay qualitative assessment as necessary. Product Risk Rating ...assigned USPB products (Cards, Deposits, and Mortgages), and by risk category (Credit, Operational, Compliance ). Track assigned… more
- Guidehouse (New York, NY)
- …+ Risk and controls current state assessments (including process mapping) + Compliance and risk assessment processes (1LOD, 2LOD, Control Management) for ... risk roles-preferably within financial services or banking technology environments + Operational risk and/or big bank compliance (first or second line of… more
- Bloomberg (New York, NY)
- …across complex, matrixed organizations with strong executive presence. + Proficiency in risk assessment , control design, and audit readiness. + Excellent project ... Data Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description &… more
- Guidehouse (New York, NY)
- … risk roles-preferably within financial services or banking technology environments + Compliance and risk assessment processes for large banks, ensuring ... and internal executives. You will also have opportunities to lead , coach, and mentor consultants and ensure quality deliverables....one or more of the following areas: + Operational risk and/or big bank compliance (first or… more
- Google (New York, NY)
- …. **Responsibilities** + Lead the design and development of risk assessment methodologies (eg, for compliance , product, or ... Program Manager II, Risk and Compliance , Google Ads _corporate_fare_...the globe. As a Program Manager at Google, you'll lead complex, multi-disciplinary projects from start to finish -… more
- JPMorgan Chase (New York, NY)
- …analysis, with demonstrated ability to apply these concepts to financial modeling and risk assessment . + Deep understanding of option pricing theory and ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you play a crucial role in maintaining JPMorganChase's strength and resilience.… more
- TD Bank (New York, NY)
- …+ Knowledge of Non-Model/EUC risk management framework, including risk level assessment and controls + Compliance or QA/QC testing or audit experience + ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development… more
- Bloomberg (New York, NY)
- …You will work with Bloomberg departments and subsidiaries to perform the inherent risk assessment of their vendor engagements, create and maintain the ... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046416 **Description...EU Artificial Intelligence Act + Experience working with vendor risk assessment frameworks and tools (eg, SIG,… more
- Deloitte (New York, NY)
- …to ensure ongoing compliance with applicable laws and industry standards. + Risk Assessment : Conduct risk analyses in partnership with product and ... platforms (eg, CCPA, DSA, DMA, global AI laws). + Compliance Management: Lead or support compliance...or consulting (industry or professional services). + Familiarity with risk assessment methodologies, regulatory frameworks and data… more
- American Express (New York, NY)
- …decision-making, and performance management cycles + Lead or facilitate risk identification and assessment workshops with senior business stakeholders. + ... standards, and procedures that align with enterprise frameworks. + Establish change risk assessment processes, including evaluation of potential risks within the… more
- TD Bank (New York, NY)
- …reports when needed. + Participate in the annual enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC training, as ... ("FCRM") program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close… more