- HSBC (New York, NY)
- Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, ... Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management...between the demands of regulators, external bodies and governmental initiatives and the Group's shareholders and customers in enacting… more
- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (New York, NY)
- …with special projects related to business process improvements or departmental strategic initiatives . Track and validate closure of issues raised by the department ... 10 years of audit experience in the in Audit, Risk, Business Control, Compliance , Finance in the financial industry. Strong knowledge of securitized products (ECM,… more
- SMBC (New York, NY)
- …to facilitate the consistent cross functional delivery of New Business proposals in compliance with regulatory and group guidance. + Engage business leads and ... the end-to-end delivery of new product and new business activity initiatives . Working closely with stakeholders across multiple business divisions and support… more
- SMBC (New York, NY)
- …+ Reviewing advertisements, disclosures and other matters and transactions having regulatory compliance implications. + Assisting and responding to internal ... a competitive portfolio of benefits to its employees. **Role Description** The Director , Counsel role for Sumitomo Mitsui Banking Corporation will work within the… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Special Credits Group is seeking an Executive Director to lead the Corporate Product Team. This is a key leadership role ... Offices, leading a team of 8-10 professionals, and driving strategic initiatives within the group. **Role Objectives: Delivery** Role Responsibilities: The Corporate… more
- TD Bank (New York, NY)
- … Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US ... within TDS. This Director role will focus on driving compliance -owned remediation initiatives and supporting the strategic establishment of centralized… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... on the global mandate and business critical projects and initiatives . Depth & Scope: + Acts as practice leader...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory… more
- TD Bank (New York, NY)
- …and Vice Chair/EMD supervision meetings + Key stakeholders on Global Markets regulatory initiatives related to your businesses; participate in business ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- TD Bank (New York, NY)
- …team is responsible for the planning, execution, and delivery of key regulatory initiatives for our US Wholesale business, building foundational capabilities ... closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with...remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office.… more
- CIBC (New York, NY)
- …the business lines and performing specific written supervisory procedures to achieve regulatory compliance . Regulatory Supervision must be highly responsive ... occurring as well as detecting when violations do occur. Regulatory Supervision is a business role (not Compliance...a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated… more
- New York State Civil Service (New York, NY)
- …but are not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the ... NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category… more
- Wolters Kluwer (New York, NY)
- …and play a critical role in achieving our mission to revolutionize the legal, regulatory and compliance content, expert solutions and software space. If you're ... As the Director of Product Software Engineering for our Legal & Regulatory US business, you will be at the forefront of shaping the technology vision for a… more
- CBRE (New York, NY)
- …This position reports to the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a significant impact ... Director of Compliance and Privacy, Industrious...industry guidelines. + Act as the primary expert on compliance and regulatory matters, providing strategic guidance… more
- JPMorgan Chase (New York, NY)
- …Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in ... status quo and striving to be best-in-class. As a Compliance Executive Director for Retail Alternatives Investment...Capabilities and Skills:** + 10+ years of experience in regulatory compliance , legal, or risk management roles… more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... for senior level review. + Perform client facing tasks including operational, compliance or regulatory assessments and develop associated deliverables. + Develop… more
- MTA (New York, NY)
- Assistant Director Construction Diversity Program & Contract Compliance Job ID: 13507 Business Unit: MTA Construction & Development Location: New York, NY, ... Compliance Date Posted: Oct 25, 2025 Description JOB TITLE: Assistant Director , Construction Diversity Programs & Contract Compliance Management AGENCY: MTA… more
- American Express (New York, NY)
- …welcome and recommend us to their customers. We are seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead ... compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate… more
- JPMorgan Chase (New York, NY)
- …an Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational Risk Technology & ... for compliance and effectiveness. + Stay informed on IAM enforcement actions, regulatory changes, and emerging solutions for compliance . + Respond to … more
