- Formation Bio (New York, NY)
- …new treatments to patients faster and more efficiently.About the PositionThe Senior Director , Regulatory Affairs lead is responsible for developing and directing ... the regional regulatory strategy, objectives, policies, and programs pertaining to developing...to all appropriate departments in Formation Bio to assure compliance with applicable regulations. Remains knowledgeable about current regulations… more
- HSBC (New York, NY)
- Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, ... Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management... Director of Wealth, Private Banking and Insurance Regulatory Compliance are to: + Primarily to… more
- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (New York, NY)
- …10 years of audit experience in the in Audit, Risk, Business Control, Compliance , Finance in the financial industry. Strong knowledge of securitized products (ECM, ... management framework for trading activities and securitized products Knowledge of regulatory expectations related to market activities including Dodd Frank, Volcker… more
- SMBC (New York, NY)
- …a business from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate ... base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers. **Role Objectives** + Provide legal, regulatory… more
- Rockefeller University (New York, NY)
- …services in support of the University's mission in Biomedical Research. Overview The Director of Payroll will lead and manage all aspects of the payroll function ... processing of payroll for domestic and international employees, while maintaining full compliance with US federal, state, and local tax regulations, as well as… more
- SMBC (New York, NY)
- …+ Reviewing advertisements, disclosures and other matters and transactions having regulatory compliance implications. + Assisting and responding to internal ... a competitive portfolio of benefits to its employees. **Role Description** The Director , Counsel role for Sumitomo Mitsui Banking Corporation will work within the… more
- SMBC (New York, NY)
- …to facilitate the consistent cross functional delivery of New Business proposals in compliance with regulatory and group guidance. + Engage business leads and ... managers to agree path to delivery, with clear roles and responsibilities. + Close partnership with all supporting functions to ensure appropriate delivery and rollout of new business proposals. + Form strong partnerships with business and supporting… more
- SMBC (New York, NY)
- …of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the banking and finance/technology ... technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director will be responsible for (i) conducting cybersecurity and other related… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Special Credits Group is seeking an Executive Director to lead the Corporate Product Team. This is a key leadership role ... credit, operational, or event-driven risks as appropriate. . Ensuring compliance with internal policies, external regulations, and industry best practices.… more
- The Calyx Institute (New York, NY)
- …be primarily responsible for the day-to-day management of Calyx's grantmaking programs and compliance . This role will include managing all aspects of the Sepal Fund, ... program development. The Grants Manager will report to the Operations Director , and work collaboratively across multiple departments and constituents, demonstrating… more
- Hovione (Cranbury, NJ)
- …and Quality Agreements for allocated accounts in close collaboration with the Director of the area. *To lead the negotiation of complex contracts, including ... agreements and licensing agreements and combinations thereof. *Coordinate with the global regulatory , production, and R&D groups to provide a superior level of… more
- Banc of California (New York, NY)
- …lending staff to provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, ... Finance (CAF) loan portfolio under the general supervision of the Managing Director , CAF. Responsible for loan underwriting and credit approval with direct… more
- Mastercard (New York, NY)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Director , Regulatory Compliance Overview Mastercard is a ... programs and a background in payments and financial technology. Role The Director , Regulatory Compliance will lead a team charged with executing the… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... broad range of topics and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management\. The… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs ... + Enterprise Risk Management, Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- TD Bank (New York, NY)
- …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created ... functions. **Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- Mount Sinai Health System (New York, NY)
- …for Investigators and Research Teams The position will report into the Assistant Director of Regulatory Compliance . Individuals should be comfortable with ... **Job Description** A Senior Regulatory Compliance Coordinator position is currently available within the Tisch Cancer Institute. The incumbent will work with… more
- Bowery Residents Committee (Manhattan, NY)
- …management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
