- SMBC (New York, NY)
- …of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the banking and finance/technology ... Reporting to the Cybersecurity Audit Team Head, the Audit Director will be responsible for (i) conducting cybersecurity and...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- Tradeweb (New York, NY)
- …Tradeweb's growing Internal Audit Department. This role will report directly to Director , Technology Audit, Internal Audit. This role offers the opportunity to ... audits for a cutting-edge financial services company, including working with management to conduct risk assessments, engagement planning, audit execution and… more
- TD Bank (New York, NY)
- … activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: + Accountability ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team...+ Master's Degree in related discipline an asset The Director , Change Delivery-TDS leads, manages, and supports the end-to-end… more
- TD Bank (New York, NY)
- …on remediation and program development and improvement within TDS. This Director role will focus on driving compliance-owned remediation initiatives and ... more specific details for this role. **Job Description:** This Director - Compliance role will be a key member...Review and/or develop relevant training materials + Participate in regulatory change management and business-related processes to… more
- TD Bank (New York, NY)
- …+ developing action plans + leading Compliance implementation efforts + reporting on remediation efforts + drafting memos and management responses + Prepare ... reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + Manage a team… more
- Citigroup (New York, NY)
- …and value across T&BE organization and oversees Controls, Analytics and Decision Management , Quality Assurance, Regulatory Management , Data and ... and objective assessment on the effectiveness, quality and timeliness of the remediation of high severity issues and Transformation regulatory commitments across… more
- CBRE (New York, NY)
- Director of Compliance and Privacy, Industrious Job ID 241323 Posted 22-Oct-2025 Service line Corporate Segment Role type Full-time Areas of Interest Legal ... America **About the Role:** CBRE, Inc is seeking a Director of Compliance and Privacy to establish and oversee...the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Director - Risk Data Management role will be within the Risk ... Department (RMDAD), reporting to the Executive Director - Risk Data Management . **Role Objectives:...are followed. Ensure data stewardship processes are aligned with regulatory requirements and SMBC CDO policies and guidance. Promote… more
- American Express (New York, NY)
- …role will report to a Director and will work closely with Compliance, Regulatory Exam Lifecycle Management , US Regulatory Relations, and key Subject ... the future of American Express. **Manager - Audit & Regulatory Management ** **How we serve our customers...efficiency and consistency. * Support monitoring and reporting on regulatory remediation activities, escalating issues and helping… more
- City of New York (New York, NY)
- …Water Supply seeks to hire an Administrative Manager, M-3 to serve as Director , Environmental, Health and Safety in the Environmental, Health and Safety Directorate ... and Safety (EHS) Directorate is to actively promote and support the management and implementation of EHS programs through effective communication, education and… more
- American Express (New York, NY)
- …interaction. The Director of Compliance is responsible for first line regulatory -related advisory across regulatory change management , materials review, ... role ensures business practices align with internal compliance policies and applicable regulatory expectations. The Director plays a hands-on role in… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and… more
- Wells Fargo (New York, NY)
- …role:** **Wells Fargo is seeking a Commercial Real Estate (CRE) Lead Transaction Management Director to oversee transaction management , closing coordination ... adherence to controls and risk mitigation measures applicable to transaction management and documentation + Use industry documentation standards and best practices… more
- PNC (New York, NY)
- …works closely with executive management , line of business, finance, risk management , internal audit, legal, and regulatory affairs partners across PNC. Your ... to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be...Works with internal teams including business lines, finance, risk management and regulatory affairs. + Executes business… more
- TD Bank (New York, NY)
- …reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...approve inspection reports, ensuring findings are clearly documented and remediation plans are tracked to completion. + Prepare comprehensive… more
- City of New York (New York, NY)
- …Action Planning Office (CAPO) to align remediation with contractual and regulatory requirements. - Represent the Executive Director of CMO in strategic ... Investigation, Revenue and Enforcement Administration (IREA), Office of Data Security Management (ODSM) and the Vendor Monitoring Office (VMO). The Vendor Monitoring… more
- American Express (New York, NY)
- …in an environment where everyone is seen, heard and feels like they belong.** ** Director , Global KYC Operations and AML Standards:** The Director , KYC Operations ... core for critical merchant experiences and leads initiatives in operational excellence. The Director , KYC Operations and AML Standards will build a global team of… more
- TD Bank (New York, NY)
- …(eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more
- City of New York (New York, NY)
- …to the risks of coastal flooding and an integrated approach to watershed management . BCR will develop and implement strategic planning initiatives and will be ... agencies, while working closely with community and partners. BCR is seeking to hire a Director of Capital Planning (" Director "). The Director will report to… more
