- Tradeweb (New York, NY)
- …+ Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit work ... https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP, Technology, Internal Audit to take on a key role… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... financial industry to lead audit coverage of...including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will… more
- SMBC (New York, NY)
- …of experience in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise ... Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8...Skills** - Minimum of 8 years internal audit experience in the banking and financial … more
- SMBC (New York, NY)
- …7 years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...feedback to audit team which may include internal or co-sourced internal audit … more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead… more
- Warner Music Group (New York, NY)
- …and Participations expense and balance sheet entries + Oversee SOX compliance and internal controls, respond to audit requests + Build and maintain strong ... Excellence for Shared Services is the home to the financial , legal, and administrative functions that provide critical support...others to execute successfully + You're a caring people manager , who prioritizes the coaching and development of your… more
- Warner Music Group (New York, NY)
- …remaining focused on upcoming deadlines, and proactively communicate anticipated hurdles to your manager + Handling large volumes of financial data is your jam, ... financial statements, perform reconciliations, update cash forecasts and budgets, investigate audit issues and claims + Follow department financial controls… more
- HSBC (New York, NY)
- …LOD") to ensure that they effectively manage as "Risk Owners" the Regulatory and Financial Crime Compliance risks inherent in or arising from the conduct of their ... function is a Risk Steward for a number of non- financial risks in accordance with HSBC Group's risk framework....ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With… more
- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning… more
- Neuberger Berman (New York, NY)
- …pipeline in Salesforce database **Qualifications** + 3+ years' experience in Financial Services, ideally within a finance, audit , and/or operations/servicing ... + Aggregate Private Equity Capital Call and Distribution notices and confirm internal systems accurately reflect Private Equity activity + Support client requests… more
- Neuberger Berman (New York, NY)
- …lens + Partner with various business stakeholders to coordinate and manage internal / external audits and regulatory exams + Monitor industry and regulatory ... **Qualifications** + Bachelor's degree required + 15+ years of experience in financial services, with significant experience in business controls, risk management, … more
- Equitable (New York, NY)
- Internal Auditor - Lead Audit Manager in Financial Risk Management ( 250000FT ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : ... management, control and governance processes. The Internal Auditor - Lead Audit Manager , Financial Risk Management team member will be responsible for… more
- Huron Consulting Group (New York, NY)
- …future. Huron is seeking Manager -level candidates with experience in Internal Audit , GRC and SOX 404 within the financial services industry to join our ... process, and technology. **Key Responsibilities:** As a Manager in the Financial Institutions Internal Audit discipline, you will be required to work and… more
- Indeed (New York, NY)
- …transform the lives of millions of people by connecting them with meaningful employment. The Internal Audit Manager will join Indeed's Internal Audit ... design, execution, and reporting of risk-based internal audit plans focused on operational and financial ...knowledge of SOX requirements, internal controls over financial reporting (ICFR), and audit methodology. +… more
- TD Bank (Jackson, NJ)
- …+ Oversees or leads the facilitation and/or implementation of own internal audit action/remediation plans to address performance/risk/governance issues ... of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a...teams through change + Be a brand ambassador for Internal Audit both internally to the bank… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...the highest level of Customer service when dealing with internal partners, vendors or our Customers - WOW at… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** he Audit Manager is accountable for overseeing ... and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth audit ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Synchrony (New York, NY)
- … Internal Audit 's International Professional Practice of Internal Audit + Prior experience in banking or financial services industry, including ... Job Description: **Role Summary/Purpose:** The AVP, Audit Manager - IT will be part of the IT Audit team within the Internal Audit department. The IT… more
- Fedcap (New York, NY)
- Position Summary The Internal Audit and Compliance Controller - will take ownership of Internal and External Audits; Create and manage the Agency's Tax ... the adequacy of the design and operating effectiveness of internal controls over financial reporting; Participating in...audits Data analytics and implementing best practices in the Internal Audit function + Conduct internal… more
