- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- HSBC (New York, NY)
- …and Americas Finance function. Finance NFRs include, but are not limited to, Financial Reporting Risk, Regulatory Reporting Risk, Model Risk, Data Risk and ... information, and obtain approval through local governance + Lead regional regulatory reporting -focused targeted transaction testing ("TTT") activities in… more
- DWS Group (New York, NY)
- …and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements and loan compliance requirements. Collaborate ... is a wholly owned subsidiary of DWS. IAO is responsible for the financial reporting and certain operational aspects for investment vehicles to be launched as part of… more
- SMBC (New York, NY)
- …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad hoc reporting … more
- HSBC (New York, NY)
- …capital, and balance sheet management, and their impact on Treasury strategy, and regulatory reporting + Make strategic balance sheet management capability, with ... of its activities, required infrastructure and mandates, Markets Treasury has a dual- reporting line reporting both into Treasury (Finance) and Markets Securities… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- DWS Group (New York, NY)
- …efficiency and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements. We are looking for: Minimum of ... launch process from an accounting perspective, ensuring relevant accounting and reporting systems are set-up. Primary contact of select investment vehicles, which… more
- The Calyx Institute (New York, NY)
- …compliance between Calyx and awarded applicants, regarding contracts, legal and regulatory issues, deliverables, reporting , payment, etc.; and maintaining clear ... messaging. In collaboration with the finance team, ensure proper compliance and reporting for all grant recipients. Coordinate and oversee the selection panel… more
- Lundbeck (New York, NY)
- …Environment/Compliance - Ability to apply knowledge of pharmaceutical and regulatory environment, including accountability and adherence to Lundbeck policies and ... account plans Strong analytical background, and experience using sales data reporting tools to identify trends Experience in product launches Previous experience… more
- Lundbeck (New York, NY)
- …Environment/Compliance - Ability to apply knowledge of pharmaceutical and regulatory environment, including Lundbeck policies and procedures and FDA regulations ... therapeutic class Strong analytical background, and experience using sales data reporting tools to identify trends Strong leadership through participation in… more
- Neuberger Berman (New York, NY)
- …intermediary relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting and ADV mailings. + ... manner. + Ability to synthesize data from multiple systems and provide actionable reporting . + Strategic thinker with a hands-on approach; able to align siloed… more
- NorthMark Strategies (New York, NY)
- …reporting , supporting continuous improvement and cost containment. Monitor regulatory developments impacting insurance and risk transfer programs, ensuring ... compliance and best practices. Prepare and present data-driven reports and recommendations to department leadership and other stakeholders. Contribute to knowledge sharing and professional development within the COE, building organizational expertise in both… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …supporting staff education, and ensuring adherence to billing, coding, and regulatory requirements. **Role Overview** + Support prevention and detection of ... and MSK policy + Manage inquiries, including intake, fact-gathering, analysis, and reporting of compliance matters + Review and approve complex external activities,… more
- Rockefeller University (New York, NY)
- …rules, and US employment tax laws related to foreign nationals. Oversee tax reporting and filing requirements, including W-2, 1042-S, 941, and other required federal ... payroll policies, procedures, and controls in alignment with institutional and regulatory requirements. + Collaborate with Human Resources to support international… more
- Neuberger Berman (New York, NY)
- …The Assistant Controller is responsible for overseeing all aspects of fund reporting operations for multiple private equity funds across the Neuberger Berman ... as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting and financial … more
- Neuberger Berman (New York, NY)
- …Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... funding requirements + Generating reports including borrowing base certificates, covenant reporting , etc. + Managing all communication with lenders + Oversight and… more
- Capco, a Wipro Company (New York, NY)
- …the region. This person will help manage the financial controls and internal reporting needs and focuses on achieving increased profitability for the Region. This ... responsible for assisting in analytical support including advanced Excel modelling, KPI reporting and operational process improvement. **What You'll Get to Do:** +… more
- SMBC (New York, NY)
- …conduct audit coverage for the firm's cybersecurity and other related technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Director will be ... and technology related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of… more
- SMBC (New York, NY)
- …in the restructuring efforts. Incumbent is also responsible for reserves reporting and account related admin matters. **Role Objectives: Delivery** The role's ... such as analyze financial statements (including 13-week cash flow reporting ) and develop financial models to: (i) measure and...risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal… more
- Neuberger Berman (New York, NY)
- …markets expertise. + Stay informed on industry trends, competitive intelligence, and regulatory developments affecting ETF trading and capital markets. + Liaise with ... daily reviews of ETF website data/holdings to ensure compliance with regulatory requirements, including Rule 6C-11. **Qualifications:** + 6+ years of relevant… more
