- HSBC (New York, NY)
- …team offers a diverse range of legal skills, jurisdictional experience and practice specialisms across all countries and territories in which our businesses operate. ... individual to join our Corporate and Institutional Legal team covering markets regulatory , working together with colleagues to define, manage and achieve divisional… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- TD Bank (New York, NY)
- …role. **Line of Business:** TD Securities **Job Description:** The TD Securities , Employee Relations Director, Regulatory and Controls is responsible for ... around HR processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely with regional HR… more
- TD Bank (New York, NY)
- …tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice . **Responsibilities:** + ... integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework....Advise business areas on firm policies and procedures, regulatory requirements and industry best practice . +… more
- Citigroup (New York, NY)
- …Security Agency Trading business through the negotiation of the Master Securities Forward Transaction Agreement. Applicants should have experience in GSE Agency ... securities transactions and the negotiation of Master ...industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborates across internal… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President… more
- TD Bank (New York, NY)
- …be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice . **Key Responsibilities** ... focus on providing real-time compliance advice to the TD Securities (USA) LLC Research group, Strategist teams and others...+ Advise business areas on firm policies and procedures, regulatory requirements and industry best practice . +… more
- JPMorgan Chase (New York, NY)
- …+ Advise the Securitized Products businesses on all relevant legal and regulatory matters and relevant securities laws applicable to public and ... innovative solutions for complex financings and securitizations involving asset-backed securities , residential mortgage-backed securities and commercial mortgage-backed… more
- MUFG (New York, NY)
- …investment bank and provides M&A, capital raising and strategic advisory services to entrepreneurs, family-owned companies, private equity sponsors and major ... the Managing Director level in our Industrials and Business Services Group with a focus on the environmental ...all client and counter-party communication + Leading a specific practice or product area, as applicable, and developing thought… more
- MUFG (New York, NY)
- …audit or risk management experience and/or equivalent experience with the financial services industry, related markets, and related regulatory agencies. + ... within industry best practices, applicable regulations, and internal and external professional practice expectations. + Act as a leader and role model and… more
- MUFG (New York, NY)
- …in law school or in-house at a public corporation, law firm, or financial services regulatory agency. + Understanding of, and experience in, analyzing and ... and guidance. + Structure, negotiate and draft a variety of software-as-a- service , software licensing, hardware procurement, professional services , and IT… more
- Edward Jones (New York, NY)
- …succeed. A branch office administrator to help you run your branch. World-class products, services and support. And the stability of a firm built on a long-term ... deliver tailored solutions to meet your clients' unique and complex needs. Building your practice your way - with 100% support from us. **Job Overview** As a… more
- Bank of America (New York, NY)
- …management of our company. This includes accounting, financial and regulatory reporting, balance sheet management, financial planning and analysis, treasury, ... CFO organization. The GFX & LCT trading desk provides clients with market-making services in foreign exchange ("FX") spot, swaps, forwards and options in G10 and… more
- MUFG (New York, NY)
- …best practices, applicable regulations, and internal and external professional practice expectations. + Effectively manage executive relationships (internally and ... practices, applicable standards and regulations, and internal and external professional practice expectations. + Establish audit scope inclusive of key risks… more
- JPMorgan Chase (New York, NY)
- …responsibilities** + Advise the Public Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal ... more broadly. You will collaborate daily with banking, markets, regulatory , and other lawyers, as well as compliance, risk,...manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm,… more
- MUFG (New York, NY)
- …relationships and knowledge sharing with CoE's to facilitate excellent client service delivery. + Ensure effective communication and coordination of efforts ... the needs of the assigned client group and bringing market knowledge of leading practice HR, to shape and deliver regional HR projects linked to the people and… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... also learn about how financial risk is managed in practice and gain exposure to a wide range of...risk quantitative/qualitative modeling or other experience in the financial services industry + Proficiency with analysis of financial data… more
- Citigroup (New York, NY)
- …Equities Cash and Derivatives SVP will provide transactional and advisory legal services to risk managers and business representatives within Citi's Equities Cash ... and Derivatives businesses, which focuses on providing financial services to institutional clients, including hedge funds and issuers.** **Provide legal advice and … more
- MUFG (New York, NY)
- …is in compliance with applicable laws, regulations and industry standard practice and taking due diligence. **Primary Responsibilities include:** **Perform critical ... experience is required. + Prior experience in corporate banking, financial services or finance/treasurer department in corporations is preferred. + In-depth… more
