- Formation Bio (New York, NY)
- …faster and more efficiently.About the PositionWe are seeking a highly accomplished, strategic Vice President of Quality Assurance. In this pivotal role, you will ... Practices (GPV) and Computer Systems Validation (CSV).The primary responsibilities for the Vice President of Quality Assurance are to develop and implement… more
- HSBC (New York, NY)
- Senior Assistant Vice President Financial Crimes Investigations Brand: HSBC Area of Interest: Finance Location: New York, NY, US, 10001 Work style: Hybrid Worker ... Date: 23 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...factual resolution of investigative cases. As our Senior Assistant Vice President Financial Crime Investigations, you will:… more
- SMBC (New York, NY)
- …Prepare materials for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance with banking ... identify the key risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal policies and procedures. .… more
- SMBC (New York, NY)
- …employees. **Role Description** SMBC's Global Structured Finance Department is looking for a Vice President to join its Portfolio Management & Agency team ... from borrowers. In preparing applications for credit approval, the Vice President must have a good understanding...sponsors, guarantors, and EPC contractors. - Deep understanding of regulatory and compliance framework. - Knowledge of… more
- Yorktown Search Partners (New York, NY)
- About the job Vice President , Investor Relations - Real Estate Our client is a distinguished real estate investment firm specializing in co-General Partner ... confidential executive search for a highly experienced and strategic Vice President of Investor Relations to lead...such as earnings calls, investor days, and property tours. Regulatory Compliance : Ensure all investor communications are… more
- SMBC (New York, NY)
- …+ Experience working in regulated environments with adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability ... to thrive in a fast-paced, evolving environment with priorities **Additional Requirements** Language + Japanese language is a plus. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well… more
- SMBC (New York, NY)
- …align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this position is ... Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal policies and regulatory… more
- HSBC (New York, NY)
- …Chemicals (ETC), Healthcare, Technology/Media/Telecoms (TMT), and Diversified Industrials (DIG). As our Vice President , Senior Sales Manager you will: + Work in ... New York, NY, US, 10001 Work style: Hybrid Worker Date: 25 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- TD Bank (New York, NY)
- …This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The Compliance ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- Ross Stores, Inc. (New York, NY)
- …legal/business objectives of the Company\. The position will report to the Vice President , Compliance & Regulatory Counsel and will work directly with ... broad range of topics and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management\. The… more
- MTA (New York, NY)
- …are in place to comply with federal grant requirements and obtain necessary regulatory approvals. The Assistant Vice President , Commercial Executive will ... Assistant Vice President Commercial Executive (Interborough Express)...President , Commercial Executive will monitor D-Ber and PM/CM compliance with diversity requirements. Engage with firms to ensure… more
- TD Bank (New York, NY)
- …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Compliance - US Corporate Investment Banking ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our ... drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond… more
- American Express (New York, NY)
- …through a combination of monitoring and testing activities. We are seeking a dynamic Vice President in the Deputy Compliance Office within the GC&E ... and well-documented work papers and reports. * Prioritize testing based on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML,… more
- American Express (New York, NY)
- …future of American Express. US Consumer Services is looking for a Vice President - Financial Crimes & Consumer Product Compliance to lead a diverse team of ... and 1LOD Financial Crimes CoE to implement initiatives to address evolving regulatory compliance and financial crime risks in BU, as well as mitigate existing… more
- American Express (New York, NY)
- …through a combination of monitoring and testing activities. We are seeking a dynamic Vice President of Compliance Monitoring to lead the firm's ongoing ... monitoring activities that assess adherence to regulatory requirements and internal compliance standards. This role ensures early identification of emerging… more
- American Express (New York, NY)
- …encouraging awareness of reporting requirements across the Company. + Ensure compliance with Regulatory Reporting Governance policy (RRGP), Oversight Committee, ... with peers to share observations and monitor closure. + Support regulatory reporting to ensure compliance with the reporting guidelines issued by the FRB and… more
- JPMorgan Chase (New York, NY)
- Join a team where your expertise shapes the future of risk management and compliance at JPMorgan Chase. As a Regulatory Strategy Lead, you will be at the ... forefront of managing critical regulatory relationships and ensuring our firm remains strong and...You collaborate with senior leaders across Risk Management & Compliance and other corporate functions to provide strategic advice… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...status quo and striving to be best-in-class. As the Regulatory Strategy Lead within the Commercial and Investment Bank… more
