- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Raymond James Financial, Inc. (New York, NY)
- …Description** **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all ... components of the compliance program at an asset management firm in Manhattan,...near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... by 2040. Learn more at nyu.edu/nyugreen. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- MongoDB (New York, NY)
- …applications. MongoDB seeks a senior individual to act as the VP focused on compliance and trust, representing the office of the CISO and Product organizations in ... assist in the evangelizing of our security functionality and compliance posture for MongoDB Atlas and the Developer Data...each customer to improve a customer's security posture and compliance position + Regularly evangelize solutions as one of… more
- SMBC (New York, NY)
- …for overseeing the management of compliance risk. Advisory is represented by the Chief Compliance Officer as either a member or observer of various ... one of the contacts for regulators such as FINRA, NFA, CFTC and FRB. The Compliance Officer role may manage a coverage area or process with a large amount of… more
- Amalgamated Bank (New York, NY)
- …expertise relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain … more
- MUFG (New York, NY)
- …in a manner that ensures full compliance . The Head of FCOA reports directly to the Chief Compliance Officer for the Americas and is part of the Americas ... The Head of FCOA is the board designated BSA Officer of MUBK's US operations. The role oversees a...Compliance Leadership Team. As a Regional Head of Financial… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MTA (New York, NY)
- …- $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 ... attention. + Manage the analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director as part of the… more
- Capital One (New York, NY)
- … compliance team and to serve as a chief of staff to the Chief Compliance Officer for Discover Payment Network and the broader leadership team. This ... Sr. Network Compliance Manager We are seeking a highly motivated...highly motivated and talented Local Governance Lead (LGOV) and chief of staff to the Discover Payment Network global… more
- Danaher Corporation (New York, NY)
- …global healthcare ethics and compliance program. This role will report to the Chief Compliance Officer of Cepheid. This role will partner with Cepheid, ... patient outcomes across a range of settings. As a member of Cepheid Legal and Compliance , you can make an immediate, measurable impact on a global scale, within an… more
- Neuberger Berman (New York, NY)
- …**Responsibilities** : + Provide administrative coordination and compliance support to the Chief Compliance Officer and other senior members of the Legal ... Neuberger Berman's Compliance team is seeking an Administrative Coordinator and Compliance Analyst to support the firm's compliance policies while adherence… more
- City of New York (New York, NY)
- …between program staff, auditors, and other audit stakeholders Your Role Reporting to the Chief Compliance Officer and working closely with other staff ... opportunities for equitable growth. Your Team The newly created Office of Compliance & Risk Management (CRM) centralizes various critical compliance , oversight,… more
- Citizens (Iselin, NJ)
- …is a senior-level role within the Compliance Department, reporting to the Chief Compliance Officer . This individual will be the firmwide subject ... filings and updates + Maintenance of Form BD in collaboration with the Chief Compliance Officer + Exam window management and qualification status monitoring… more
- Cushman & Wakefield (New York, NY)
- …accountability within the organization. **Job Description** Key Responsibilities + Collaborate with the Chief Ethics & Compliance Officer to develop the ... **Job Title** Vice President, Global Ethics & Compliance Program **Job Description Summary** We are seeking...We are seeking a dynamic and experienced ethics & compliance leader who will assist in developing, implementing, and… more
- City of New York (New York, NY)
- …and policy implementation. The Compliance Specialist will report to the Deputy Chief People Officer of Compliance , Payroll & Labor Relations and ... - Collaborate with the Chief People Officer and Deputy Chief People Officer of Compliance , Labor Relations, and Payroll to transform data into… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... a mentor/facilitator for Student Organizations' Community Service activities + Serve as chief reporter of the activities of the Department of Community Affairs and… more
- Otsuka America Pharmaceutical Inc. (Princeton, NJ)
- … (E&C) Governance, Risk Management, and Compliance (GRC) function supporting the Chief Compliance Officer in executing an effective compliance ... expenses, call notes, speaker programs, and HCP spend to help to ensure compliance with healthcare laws, regulations and guidance (such as the Anti-Kickback Statute,… more