- ADP (Florham Park, NJ)
- **ADP is hiring a Resolution Support Specialist I.**...in a client service call center environment required. + FINRA 6 & 63 required A college degree is ... you will respond to requests for research and issue resolution that require research time to resolve, thereby allowing...Performs duties of inbound Client Service Representative or Sales Support Specialist during peak periods. + Helps… more
- Citizens (New York, NY)
- Description The Private Wealth Service and Support Specialist is responsible for providing white-glove, end-to-end processing and servicing to Private Wealth ... customer loyalty and drive business development opportunities. The Private Wealth Service and Support Specialist will also serve as the operational specialist… more
- SMBC (New York, NY)
- …the New York Branch within the SMBC Americas division. The incumbent will support the Director as an independent, critical thinker and drive various initiatives. ... the flow of liquidity. Document known frictions and leverage analysis for Resolution Planning. + Develop the firm's reporting capabilities required for Resolution… more
- SMBC (New York, NY)
- …so have the needs of our expanding Employee Relations team to support the organization and our employees with fairness, consistency, and discretion. Within ... and reviews related documents. Documents investigative path, recommendations, and resolution . Writes thorough investigative summaries in a clear, concise, and… more
- TD Bank (New York, NY)
- …period reviews, testing, and risk assessments of third-party relationships. + Support remediation efforts for identified compliance gaps, such as 13F reporting ... in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs the… more
- Raymond James Financial, Inc. (New York, NY)
- …regulatory risks associated with Capital Markets activities, ensuring adherence to SEC, FINRA , FRB Bank Holding Company, and state securities regulations. + Engage ... with senior business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities… more
- Raymond James Financial, Inc. (New York, NY)
- …the customer organization to ensure effective two-way flow of information and resolution of issues. Manage strategic client and customer relationships, typically by ... with the customer organization to ensure effective two-way flow of information and resolution of issues. Identify and manage stakeholders up to and including top… more
- US Bank (New York, NY)
- …Day One. **Job Description** US Bank is seeking a **Senior Fenergo Integration Specialist ** to support the integration of Fenergo's **Fen-X** SaaS Client ... we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our… more