- Jobleads-US (New York, NY)
- …labor relations functions, policy development, union negotiations, contract administration, regulatory and compliance investigations, grievances, mediation and ... Senior Director - Labor and Employee Relations 463 7th...to address employee performance and behavior. Oversee all HR compliance and regulatory audits. Ensure timely update… more
- TD Bank (New York, NY)
- … Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US ... within TDS. This Director role will focus on driving compliance -owned remediation initiatives and supporting the strategic establishment of centralized… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... on the global mandate and business critical projects and initiatives . Depth & Scope: + Acts as practice leader...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory… more
- TD Bank (New York, NY)
- …and Vice Chair/EMD supervision meetings + Key stakeholders on Global Markets regulatory initiatives related to your businesses; participate in business ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- TD Bank (New York, NY)
- …team is responsible for the planning, execution, and delivery of key regulatory initiatives for our US Wholesale business, building foundational capabilities ... closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with...remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office.… more
- JPMorgan Chase (Jersey City, NJ)
- …Join JP Morgan as an Business Control Manager for the Chief Data Office's Strategic Initiatives Governance at the Executive Director level and be part of a team ... Business Control Manager within the Chief Data & Analytics Office's Data Strategic Initiatives Governance at the Executive Director level, you will establish and… more
- CIBC (New York, NY)
- …the business lines and performing specific written supervisory procedures to achieve regulatory compliance . Regulatory Supervision must be highly responsive ... occurring as well as detecting when violations do occur. Regulatory Supervision is a business role (not Compliance...a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated… more
- New York State Civil Service (New York, NY)
- …but are not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the ... NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category… more
- Wolters Kluwer (New York, NY)
- …and play a critical role in achieving our mission to revolutionize the legal, regulatory and compliance content, expert solutions and software space. If you're ... As the Director of Product Software Engineering for our Legal & Regulatory US business, you will be at the forefront of shaping the technology vision for a… more
- CBRE (New York, NY)
- …This position reports to the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a significant impact ... Director of Compliance and Privacy, Industrious...industry guidelines. + Act as the primary expert on compliance and regulatory matters, providing strategic guidance… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... Director , Compliance Privacy Advisor The Capital...lines on the application of privacy requirements to business initiatives and changes, the development of controls and monitoring,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director Business Oversight, ... Enablement supports the development, implementation, and maintenance of a regulatory compliance program and provides independent ...counsel for executive business partners as they pertain to compliance for new business initiatives and … more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... for senior level review. + Perform client facing tasks including operational, compliance or regulatory assessments and develop associated deliverables. + Develop… more
- JPMorgan Chase (Brooklyn, NY)
- …the status quo and striving to be best-in-class. As a Global Financial Crime Compliance Governance Director within the Compliance , Conduct and Operational ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...upstream teams and technology to streamline the management of regulatory changes and integrate information into the team's digital… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and ... initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and...You will help Meta FinTech to ensure that its compliance policies, internal controls and systems meet regulatory… more
- JPMorgan Chase (New York, NY)
- …an Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational Risk Technology & ... for compliance and effectiveness. + Stay informed on IAM enforcement actions, regulatory changes, and emerging solutions for compliance . + Respond to … more
- JPMorgan Chase (New York, NY)
- …a meaningful impact in a dynamic and supportive environment. **Job summary** As the Executive Director and the Compliance Lead for Private Equity, you will be a ... executive management and will require a proven ability to manage large-scale compliance programs and strategic initiatives . **Job responsibilities** + Establish… more
- Citigroup (New York, NY)
- …of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- JPMorgan Chase (New York, NY)
- …Your role will also involve close collaboration with model review, control, legal, and compliance teams to ensure adherence to all regulatory and compliance ... with business partners and stakeholders, especially technology. + Experience in regulatory and compliance coordination, with a strong understanding of… more
