• RGP (New York, NY)
    … Compliance practice, you will lead strategic engagements across financial services clients, helping them navigate complex regulatory landscapes. You'll work ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance... regulatory compliance, and digital technology within the financial services industry. + Strong consulting background… more
    DirectEmployers Association (08/28/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
    DirectEmployers Association (10/09/25)
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  • HSBC (New York, NY)
    …partners as well as external corporate clients + Extensive knowledge of the financial services industry, coupled with the ability to understand and negotiate ... Vice President Corporate Account Manager Brand: HSBC Area of Interest: Branch and...source quality referrals from Relocation Management Companies and Destination Service Providers. The individual will own the strategic growth… more
    DirectEmployers Association (11/01/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    DirectEmployers Association (10/08/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    DirectEmployers Association (10/16/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... management, project management, risk analytics, or a related field in the financial services industry. + Technical Skills: Proficiency in business intelligence… more
    DirectEmployers Association (09/15/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    DirectEmployers Association (08/28/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    DirectEmployers Association (08/19/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... and contributions to program delivery. **Role Objectives: Expertise** Experience in the financial services industry, with a focus on transaction banking and/or… more
    DirectEmployers Association (08/20/25)
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  • Banc of California (New York, NY)
    …Banc of California offers a broad range of loan and deposit products and services , with full- service branches throughout California and Denver, Colorado, as well ... is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and… more
    DirectEmployers Association (08/30/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Preferred Qualifications - Strong working knowledge and understanding of traditional financial analysis. - Strong understanding of bank regulatory topics… more
    DirectEmployers Association (11/05/25)
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  • HSBC (New York, NY)
    …issues, and complaints, in line with agreed SLAs and relevant standards (including financial crime and regulatory ) + Maintain/grow business volume and reducing ... Trade and Solutions is one of the largest trade services organisations in the world, offering a comprehensive range...numerous awards for its strength in combining innovation and service excellence with end-to-end client solutions. The GTS (Global… more
    DirectEmployers Association (10/31/25)
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  • Neuberger Berman (New York, NY)
    …**Qualifications** + Bachelor's degree required + 15+ years of experience in financial services , with significant experience in business controls, risk ... processes, governance structures, and risk management practices support both regulatory requirements and business objectives, while maintaining a focus on… more
    DirectEmployers Association (09/09/25)
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  • Neuberger Berman (New York, NY)
    …and implement process improvements. Qualifications + Minimum of 5 years' experience in financial services , preferably with client service or operations ... Account Group (MAG) provides Separately Managed Account (SMA) solutions for financial intermediaries and direct client channels. The team supports the administration… more
    DirectEmployers Association (10/22/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Primary responsibilities will involve providing legal advice and support on financial services related to transaction banking, cash management, deposits… more
    DirectEmployers Association (09/17/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Office is seeking a highly organized and experienced program manager to join our team. The Program Management and...+ 5 to 7 years of specialized experience in Financial Services . + 3 to 5 years… more
    DirectEmployers Association (08/14/25)
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  • Tradeweb (New York, NY)
    …Best Companies_ (2024) and by US News & World Report as one of the _Best Financial Services Companies to Work For_ . Tradeweb Markets LLC ("Tradeweb") is proud ... role offers the opportunity to manage technology audits for a cutting-edge financial services company, including working with senior leadership and business,… more
    DirectEmployers Association (10/16/25)
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  • SMBC (New York, NY)
    …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
    DirectEmployers Association (08/21/25)
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  • Neuberger Berman (New York, NY)
    …operations, investment operations, or a related field within asset management or financial services . + Experience with process documentation, workflow analysis, ... strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager will assist with process documentation, workflow optimization, and… more
    DirectEmployers Association (10/10/25)
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  • Neuberger Berman (New York, NY)
    …+ 2-4 years of experience in a quantitative, analytical, or risk-focused role within financial services or asset management + Strong interest in financial ... analysis for a range of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with… more
    DirectEmployers Association (09/04/25)
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