- Formation Bio (New York, NY)
- …role, you will have the opportunity to establish the strategic development and operational management of Formation Bio's quality assurance program to support the ... regulatory requirements, including GMP, GCP, and ICH guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk assessment… more
- NorthMark Strategies (New York, NY)
- …This role will support the development and execution of best-in-class insurance and risk management strategies across the organization, with a focus on Owner ... and alternative risk transfer strategies. Requirements: Bachelor's degree in risk management , Insurance, Finance, Business Administration, or a related… more
- HSBC (New York, NY)
- …Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management , Internal Audit, External Auditors and regulators + Have ... Americas Finance Leadership Team + Manage a team of risk management experts across multiple locations and...audit and regulatory expectations + Anticipate, identify and mitigate operational risk in an appropriate, cost-effective manner… more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... accounting firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the… more
- HSBC (New York, NY)
- …independent trusted advisor in governance forums, issue management , fostering a compliance culture and optimizing relations with risk owners and control ... The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership...Consultants and others to ensure clear understanding of regulatory compliance risk exposure with respect to clients,… more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...consulting or financial services experience, with a focus on operational resilience or business continuity. Management consulting… more
- Capco, a Wipro Company (New York, NY)
- …areas such as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management , and payments. The team offers clients ... rapid modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or transformed customer… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- Reklame Health, Inc (New York, NY)
- …and implement initiatives to enhance clinical workflows, patient outcomes, and satisfaction rates. Risk Management : Identify and address operational risks in ... operational efficiency in clinical environments. Knowledge of healthcare compliance and regulatory standards (eg, HIPAA) Leadership and Communication: A… more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- HSBC (New York, NY)
- …Net Interest Income Stabilisation initiatives and generate returns through Dynamic Interest Rate Risk management within risk appetite and mandates + Ensure ... Work style: Hybrid Worker Date: 25 Oct 2025 In compliance with applicable laws, HSBC is committed to employing...of Regional Head of Markets Treasury for Americas include management of interest rate risk within respective… more
- SMBC (New York, NY)
- …with Legal, Compliance , and Procurement teams. - Monitor vendor risk , including operational , financial, and reputational risks, and implement mitigation ... ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep… more
- HSBC (New York, NY)
- …possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed. Ownership ... risk - risk trade-offs are managed, particularly risk mitigation and operational needs + Empower...trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
- Principal Financial Group (New York, NY)
- …of Principal AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial, operational , and system-related aspects across both… more
- SMBC (New York, NY)
- …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, ... Governance Manager will be integral in maintaining the integrity, compliance , and performance of financial and operational ...+ Experience: Minimum of 10 years of experience in risk management , project management , … more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management . A key responsibility of ... & Due Diligence + Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal… more
- Eisai, Inc (Nutley, NJ)
- … Risk Management , Mentoring/ People Development, Stakeholder Management (Legal/ Compliance )Eisai Salary Transparency Language:The base salary range ... issue identification and mitigation, leveraging technology and analytics to enhance operational efficiency. The role includes direct people management … more
- SMBC (New York, NY)
- …and information pertaining to the account for senior management . Pro-actively escalate credit risk , operational risk , and events to management if ... and enterprise valuations; assign borrower rating, detailed action plans, exposure management strategies and account related admin duties . Review and process… more
- SMBC (New York, NY)
- …The team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines ... management , head office, and regulators. **Role Responsibilities:** Credit Planning & Risk Management + Maintain and update planning templates, project… more
