- The Rare Wine Co. (Brooklyn, NY)
- Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique selection of fine wines and artisanal spirits from ... with our customers and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team at Vieux Vins Group.… more
- Dorsey & Whitney LLP (New York, NY)
- Capital Markets & Corporate Compliance Associate (#986) - New York Dorsey & Whitney LLP is seeking a corporate associate attorney with three to six years of ... experience to join the Capital Markets and Corporate Compliance practice group in our Toronto or New York...group in our Toronto or New York office. This associate will have extensive knowledge of US securities and… more
- City of New York (New York, NY)
- …Review & Implementation of Contracts (BRICS) team is searching for a Budget Compliance Associate to manage the implementation and coordination of DYCD's fiscal ... policies in provider submitted budgets processed by DYCD's BRICS Unit. Under the general supervision of the Deputy Director of BRICS, the Budget Review Analyst will: - Monitor and evaluate budget and budget modification submissions by funded Community Based… more
- Federal Reserve Bank (East Rutherford, NJ)
- …Anti-Money Laundering and sanctions risks of international cash distribution. **Your role as Compliance & Ethics Associate :** + Conduct Know Your Customer and ... related to the international wholesale US dollar business. As a member of the GCPS Compliance team you will be responsible for identifying, assessing, and mitigating… more
- SMBC (Jersey City, NJ)
- …**Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Associate to join our Compliance Department ... this role, you will report to the Director/Head of Compliance Training Development and will provide support in the...focused on training delivered and monitored by the AD Compliance Training team, encompassing training across SMBC Group's AD,… more
- Capital One (New York, NY)
- Associate , Compliance Advisory Specialist I Capital One is a leading financial services and technology company seeking to reimagine banking. Capital One has a ... focused on enabling rigorous, nimble, and sustainable risk management. The Sanctions compliance and screening program is a core risk function within Capital One's… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position ... of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will primarily support the monitoring and… more
- CUNY (Bronx, NY)
- Associate Director of Compliance and Operations (Financial Aid Manager) **POSITION DETAILS** The City University of New York (CUNY), the nation's largest public ... urban university system, is seeking a passionate and dedicated Associate Director to join the Financial Aid team at Hostos Community College. The mission of Hostos… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- SMBC (Jersey City, NJ)
- …+ Promote knowledge sharing and promulgation of best practices across Compliance **Qualifications and Skills** + Knowledge of statistical concepts including ... experiment design, sampling methods and probability distributions. + Proficiency with at least one programming language (Python, SQL etc) and version control tools(Git) + Understanding of various Machine Learning & Natural Language processing algorithms, model… more
- SMBC (Jersey City, NJ)
- …first line of defense activities and performing second level controls. The Anti-Fraud Compliance Associate functions within the Compliance Anti-Fraud team ... its employees. **Role Description** This position sits within the Compliance Anti-Fraud Team which is part of the SMBC... Anti-Fraud Team which is part of the SMBC Compliance department (CPAD). The Anti-Fraud Team is responsible for… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working… more
- Mizuho Corporate Bank (New York, NY)
- Job Description : The Corporate Tax Compliance Associate will be responsible for assisting the Director of Compliance on: Tax Compliance , Provision, ... Requirements: + Bachelor's Degree. + CPA preferred. + 1-3 years of Corporate Tax Compliance experience. Nice to Have: + Familiarity with ASC 740. + Experience with… more
- City of New York (New York, NY)
- …and safety in the BWS workplace. Under direction, of the Chief of Project and Field Compliance , the Associate Project Manager II will serve as Project & Field ... City Bureau of Water Supply seeks to hire an Associate Project Manager II for a position within the...The Bureau of Water Supply EHS Project and Field Compliance Section is responsible for providing environmental health and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $130,000 USD TD is committed to providing fair ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance… more
- BMO Financial Group (New York, NY)
- …the expectation** . Our team is growing its Fixed Income, Commodities, and Currency Compliance ("FICC") team in New York with a focus on FINRA and SEC broker-dealer ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Organon & Co. (Jersey City, NJ)
- **Job Description** **Position Overview** The Associate Director is responsible for ensuring that Primary Market Research, Competitive Intelligence, and Data ... regulations, Company policies and procedures, and governing body rules and standards. The Associate Director will: + Be a champion for ethical and compliant Primary… more
- City of New York (New York, NY)
- …and learning. The Bureau of Child Care seeks to hire an Operations Associate to ensure compliance with legislative mandates to conduct comprehensive background ... TITLE AND THOSE THAT ARE REACHABLE ON THE CLERICAL ASSOCIATE CIVIL SERVICE LIST ARE ELIGIBLE TO APPLY. The...child care services in New York City operate in compliance with the New York City Health Code and… more