- SMBC (New York, NY)
- …Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: The Regulatory ... Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide … more
- Neuberger Berman (New York, NY)
- …routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk, Legal, Operations , and other control partners to ensure ... **Head of Business Control & Governance - Private Wealth** **Location:** New York, NY...Exceptional partnership and influencing skills, with experience collaborating across Compliance , Risk, Legal, and Operations functions +… more
- RGP (New York, NY)
- …and deliver strategic solutions. + Deep knowledge of regulatory frameworks, risk governance , and compliance operations across banking, insurance, and ... an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance ...insurance, and capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing… more
- HSBC (New York, NY)
- …specific work location. Qualifications + Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a ... + To exercise risk steward challenge, act as independent trusted advisor in governance forums, issue management, fostering a compliance culture and optimizing… more
- Neuberger Berman (New York, NY)
- We are seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg, ... documentation, and delivery-partnering closely with portfolio managers, traders, risk, operations , engineering, and strategic vendors to build high-quality, scalable… more
- SMBC (New York, NY)
- …The role requires close collaboration with cross-functional teams including Technology, Operations , Sales, Corporate Banking, Compliance , and Finance. This ... institutional clients with comprehensive payment and liquidity solutions. The Product Manager will be responsible for the end-to-end management of Payables and… more
- Neuberger Berman (New York, NY)
- …you will own data oversight and executive metric delivery, anchoring data governance and operational enablement for the SMA business. Partnering with Portfolio ... Management, Legal/ Compliance , Technology, Sales, RFPs, and Performance, you will align siloed processes, define departmental procedures, and implement continuous… more
- SMBC (New York, NY)
- …programs and initiatives within the control office, helping to oversee effective governance , risk management, and compliance across the organization. + Program ... + Collaboration: Work closely with cross-functional teams, including front office, compliance , risk management, operations , and IT, to gather information… more
- PSEG Long Island (Bethpage, NY)
- …processes for governance of IT vulnerability management, risk management, and compliance . o Utilize domain specific knowledge to work with different IT teams to: ... position is a direct report to the Group Product Manager and has sound knowledge of business processes in...reporting, and KPI management. - Prior experience in IT governance , risk and/or compliance field. - Strong… more
- PSEG Long Island (Hicksville, NY)
- …**Desired** + MBA or advanced management training. + Experience in Utility Operations ; Compliance with Sarbanes-Oxley. + Familiar with regulatory frameworks and ... for this position. **Job Summary** This position provides strategic leadership and governance for the Investment Delivery Assurance organization and the broader Long… more
- SMBC (Jersey City, NJ)
- …CFE-Certified Fraud Examiner, CPA-Certified Public Accountant, and Certified Regulatory + Compliance Manager -CRCM). Software Systems / Programming Languages + ... testing. The role is responsible for overseeing the day-to-day operations and managing a team of compliance ...compliance , internal audit, AML Risk and Control, AML Governance and Oversight, bank regulator). + 10+ years of… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …Cisco Unified Wireless Network (CUWN) Subject Matter Expert (SME). Reporting to the Manager of Network Operations , the Senior Wi-Fi Engineer will be responsible ... controller-based wireless policies. The role demands close collaboration with cybersecurity, operations , and project management teams to ensure compliance ,… more
- TD Bank (New York, NY)
- … compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
- TD Bank (New York, NY)
- …outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... at big-picture thinking, thrives in fast-paced environments, and has a strong grasp of compliance operations .** **This role will not have direct reports but will… more
- TD Bank (New York, NY)
- …depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and ... operations and in the design of a future-focused compliance program. This not just about implementing a new...of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer,… more
- TD Bank (New York, NY)
- …compliance with all applicable federal rules and regulations. The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...Senior Manager , Global Regulatory Change & Library Governance , the Compliance Business Oversight Manager… more
- Citigroup (New York, NY)
- ** Compliance & Data Governance Group Manager (SVP) - Hybrid** The Compliance & Data Governance Group Manager (Data Governance Foundation ... to interpret them. + Working knowledge of Data Operating Model practices, Data Governance and Data Compliance within large, financial services firms, **with a… more
- Fox Rothschild LLP (New York, NY)
- …to business units, legal, compliance , and IT teams. **ESSENTIAL FUNCTIONS:** **Data Governance ** + Work closely with the Senior Manager , Digital Data ... As a member of the Information Services department, the Lead Analyst, Digital Data Governance & Compliance will drive and support our firm-wide electronic … more
- Aflac (New York, NY)
- VP, Data Strategy & Governance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8073 ... of Aflac, Inc., the Vice President, Data Strategy and Governance Manager is a member of the...Governance GI Business Partners: GI Front Office, Investment Compliance , GI Data Management (Japan), Investment Accounting, Tax, Treasury,… more
- American Express (New York, NY)
- …help us define the future of American Express. **Position Summary** The Senior Manager , Internal Fraud Governance plays a key leadership role in strengthening ... related field required; Master's preferred. + 8 years of experience in risk governance , compliance , fraud risk management, or audit, ideally within financial… more
