- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of ... Markets and Trading Operational Risk Management. The Operational Risk Management department is responsible for the management of the … more
- TD Bank (New York, NY)
- …market abuse risk assessments for approvals + Assist in the investigation of e- trading related Operational Risk Events + Work with you Supervisors on ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is...framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment… more
- BMO Financial Group (New York, NY)
- …physical and financial commodity markets , including logistics, delivery, and operational risk considerations. + **Leadership:** Proven ability to influence ... to clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line...to trading desks, providing expert guidance on market , credit, operational , and physical/logistics risks. This… more
- Bank of America (Jersey City, NJ)
- …processes. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital ... of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational , model and...+ Familiarity with one of the following areas - Trading , Consumer Banking, Wealth Management, Transaction Banking + Understanding… more
- Bank of America (New York, NY)
- …basis. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital ... of all aspects of risk , including strategic, market , credit, compliance, liquidity, operational , model and reputational risk matters to support… more
- Scotiabank (New York, NY)
- …office environment near a standard trading floor maintaining focus within operational risk + Previous experience using Microsoft Office with projects ... 2026 Business Risk Management, Summer Internship **Requisition ID:** 237587 **Employee...environments for everyone to enjoy. Scotiabank Global Banking & Markets provides a full range of investment banking, credit… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... Bank (CIB)** delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of...+ 5+ Years proven track record in Rates electronic trading with a strong emphasis on leveraging market… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... conditions and client-specific needs. + Design and maintain frameworks to manage trading risk and ensure compliance with internal and regulatory standards. +… more
- Scotiabank (New York, NY)
- …help ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF risk , ... Sales, Sales / US FICC / Credit Sales & Trading ** Global Banking & Markets provides a...includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- BlackRock (New York, NY)
- …, and operations tools on a single platform to power informed decision-making, effective risk management, efficient trading and operational scale. Being a ... this individual will drive marketing strategy and execution for all core trading products within Aladdin, shaping positioning, go-to- market initiatives, and… more
- JPMorgan Chase (Jersey City, NJ)
- …within the Commercial and Investment Bank, specifically as a part of the Markets Technology, Options Algorithmic Trading sub-line of business, you will play ... This encompasses designing and implementing systems for order management, trade execution, market data processing, and risk management. Within the ETT, your… more
- JPMorgan Chase (New York, NY)
- …for relative value trading in both cash and derivative products + Manage operational duties related to P&L, risk reporting, and ad hoc projects or data ... Associates and Vice Presidents (VPs) within our Sales & Trading teams collaborate with top industry professionals to advise...with senior traders to cover institutional accounts and make markets in your product group. You will assist in… more
- JPMorgan Chase (Jersey City, NJ)
- …solutions for our electronic trading applications including Smart Order Router, Market Access, DMA/Sponsored DMA, Risk Controls and Internal Matching Engine. ... Chase within the Commercial and Investment Banking's Equities Electronic Trading team, you are an integral part of an...team that works to enhance, build, and deliver trusted market -leading technology products in a secure, stable, and scalable… more
- JPMorgan Chase (New York, NY)
- …back office) to ensure the best operating model for front office. Tie out trading models into risk management system and ensure proper valuation is captured ... DESCRIPTION: Duties: Present the results of risk and PnL to front office on a...seamless trade workflow. Provide feedback to senior management on operational problems and how it can be translated into… more
- Citigroup (New York, NY)
- …capacity to align with incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and maintain all ... of defense to ensure that clients adhere to prescribed risk parameters, working with In Business Risk ,...concise written and verbal communication + Understanding of global markets , including market regulations and operational… more
- JPMorgan Chase (New York, NY)
- …effectively with colleagues. + Provide market -making, structuring, and risk management capabilities across trading products. **Required Qualifications, ... role involves identifying control gaps, implementing firm-wide policies, and managing operational risk . **Job Responsibilities:** + Drive business control forums… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... rule, or regulation and design and delivery of a risk management framework that maintains risk levels...protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order… more
- JPMorgan Chase (New York, NY)
- …into by the Portfolio Financing desk + Coordinate communications between structuring, the trading desk, Credit Risk , and operational stakeholder groups in ... to internal and external clients, maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance...collaboratively in team settings, with a solid knowledge of trading systems and financial markets , and a… more
- JPMorgan Chase (New York, NY)
- …and external partners to develop and execute key initiatives, focusing on operational risk excellence and control mitigation to manage continuous changes ... services with a background in controls, audit, quality assurance, operational risk management, or compliance; or equivalent...+ Basic understanding of trade life cycle, equity, and markets . + Prior front office exposure. JPMorganChase, one of… more
- Scotiabank (New York, NY)
- Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets **Requisition ID:** 234619 **Salary Range:** 225,000.00 - 225,000.00 _Please ... in an inclusive and high-performing culture. **Title: Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets ** **Global Banking and… more