- InterSources, Inc. (New Rochelle, NY)
- …Months Contract Position Requirements: The Nursing Home Program is responsible for regulatory activities related to health care facilities. Some of the many program ... care facility surveillance and complaint incidents and investigation correspondence and reporting ; familiarity and knowledge of the ASPEN System, Health Commerce… more
- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- HSBC (New York, NY)
- …and Americas Finance function. Finance NFRs include, but are not limited to, Financial Reporting Risk, Regulatory Reporting Risk, Model Risk, Data Risk and ... information, and obtain approval through local governance + Lead regional regulatory reporting -focused targeted transaction testing ("TTT") activities in… more
- DWS Group (New York, NY)
- …and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements and loan compliance requirements. Collaborate ... is a wholly owned subsidiary of DWS. IAO is responsible for the financial reporting and certain operational aspects for investment vehicles to be launched as part of… more
- SMBC (New York, NY)
- …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad hoc reporting … more
- HSBC (New York, NY)
- …capital, and balance sheet management, and their impact on Treasury strategy, and regulatory reporting + Make strategic balance sheet management capability, with ... of its activities, required infrastructure and mandates, Markets Treasury has a dual- reporting line reporting both into Treasury (Finance) and Markets Securities… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- DWS Group (New York, NY)
- …efficiency and processes. Assist in tracking/management of annual tax returns/1099s/K-1's, regulatory reporting requirements. We are looking for: Minimum of ... launch process from an accounting perspective, ensuring relevant accounting and reporting systems are set-up. Primary contact of select investment vehicles, which… more
- The Calyx Institute (New York, NY)
- …compliance between Calyx and awarded applicants, regarding contracts, legal and regulatory issues, deliverables, reporting , payment, etc.; and maintaining clear ... messaging. In collaboration with the finance team, ensure proper compliance and reporting for all grant recipients. Coordinate and oversee the selection panel… more
- Lundbeck (New York, NY)
- …Environment/Compliance - Ability to apply knowledge of pharmaceutical and regulatory environment, including accountability and adherence to Lundbeck policies and ... account plans Strong analytical background, and experience using sales data reporting tools to identify trends Experience in product launches Previous experience… more
- Lundbeck (New York, NY)
- …Environment/Compliance - Ability to apply knowledge of pharmaceutical and regulatory environment, including Lundbeck policies and procedures and FDA regulations ... therapeutic class Strong analytical background, and experience using sales data reporting tools to identify trends Strong leadership through participation in… more
- SMBC (New York, NY)
- …and Finance to align vendor services with business needs. - Support audits, regulatory exams, and internal reporting related to vendor oversight. Continuous ... is critical in ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring… more
- Neuberger Berman (New York, NY)
- …intermediary relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting and ADV mailings. + ... manner. + Ability to synthesize data from multiple systems and provide actionable reporting . + Strategic thinker with a hands-on approach; able to align siloed… more
- SMBC (New York, NY)
- …concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to ... of risk oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible… more
- SMBC (White Plains, NY)
- …Finance or relevant discipline is preferred + Knowledge of Canadian and EMEA reporting , regulatory systems + Strong analytical, critical thinking and problem ... staff members + Prepares or verifies daily reports in compliance with regulatory requirements (Dodd-Frank, EMIR, Canada) + No approval authority + Documents… more
- NorthMark Strategies (New York, NY)
- …reporting , supporting continuous improvement and cost containment. Monitor regulatory developments impacting insurance and risk transfer programs, ensuring ... compliance and best practices. Prepare and present data-driven reports and recommendations to department leadership and other stakeholders. Contribute to knowledge sharing and professional development within the COE, building organizational expertise in both… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …supporting staff education, and ensuring adherence to billing, coding, and regulatory requirements. **Role Overview** + Support prevention and detection of ... and MSK policy + Manage inquiries, including intake, fact-gathering, analysis, and reporting of compliance matters + Review and approve complex external activities,… more
- SMBC (Jersey City, NJ)
- …**Role Description** The department is seeking for a data governance Associate for financial regulatory reporting . The prime objective of this role is to drive ... change that enhances the quality of data for Financial regulatory reporting , secure compliance with enterprise data standards and align on best practices, and… more
- SMBC (Jersey City, NJ)
- …data experienced associate who mainly focuses on for data quality over financial regulatory reporting data attributes/elements to make sure that the ... external to finance and establish, support, maintain and continuously improve stronger regulatory reporting data governance. This role will also ensure… more
- SMBC (New York, NY)
- …in the restructuring efforts. Incumbent is also responsible for reserves reporting and account related admin matters. **Role Objectives: Delivery** The role's ... such as analyze financial statements (including 13-week cash flow reporting ) and develop financial models to: (i) measure and...risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal… more
