- Unknown (Manhattan, NY)
- …Industry Investment Banking Type Privately Held About the Role The Company is seeking a Trade Surveillance Vice President to join its team. The ... ensure compliance with internal policies and regulatory guidelines. Applicants for the Trade Surveillance Vice President position at the company should… more
- Unknown (Manhattan, NY)
- Vice President , Communications Trade Surveillance About the Company Leading investment bank Industry Investment Banking Type Privately Held About the ... Role The Company is seeking a Vice President for Communications Trade Surveillance to join their team. The successful candidate will be responsible for… more
- Unknown (New York, NY)
- Vice President , Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications About the Company Nationally ... the Role The Company is seeking a VP Compliance Manager for Trade Surveillance Initiatives and Portfolio Management, with a focus on electronic communications.… more
- Unknown (New York, NY)
- Vice President , Compliance Manager, Trade Surveillance , Portfolio Management & Surveillance Initiatives About the Company Nationally acclaimed ... the Role The Company is seeking a VP Compliance Manager for Trade Surveillance within its Global Compliance Surveillance Department. The successful candidate… more
- Unknown (New York, NY)
- Vice President , Compliance Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics About the Company Nationally acclaimed banking ... Manager with a focus on quantitative analysis, particularly in the areas of trade surveillance model tuning and predictive analytics. The successful candidate… more
- Unknown (New York, NY)
- Assistant Vice President of Control Room About...in the Control Room should have a background in trade surveillance or examinations and be interested ... Held, VC-backed About the Role The Company is seeking an Assistant Vice President for its Control Room. The successful candidate will be responsible for… more
- Unknown (New York, NY)
- Associate Vice President of Securities About the Company Prominent financial services company specializing in investment management & research services Industry ... About the Role The Company is seeking an Associate Vice President for Securities to join their...prepayment analysis and the use of Yield Book for trade idea and portfolio strategy analysis is essential. The… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Surveillance Lead Vice President within the North America and Latin ... America Swaps Trade Surveillance team, you will play a...America Swaps Trade Surveillance team, you will play a pivotal role in...and skills** + Bachelor's Degree + 3+ years of Trade Surveillance or other compliance, regulatory, or… more
- TD Bank (New York, NY)
- …is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- Citigroup (Jersey City, NJ)
- …, employee trading, outside activities surveillance , and information barrier controls/ surveillance . This Vice President (VP) role sits within ... The ICRM Global Surveillance platform encompasses a number of Surveillance /Control related portfolios including trade surveillance , e-communications and… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Data Scientist Vice President within the Compliance, Conduct Operational Risk (CCOR) Data Analytics ... especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development JPMorganChase, one of the oldest… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- JPMorgan Chase (New York, NY)
- …provide compliance advice and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade Surveillance and reporting/escalation ... to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the expert networks process, including chaperoning calls + Develop and provide instructor-led compliance training + Make… more
