- Robert Half Management Resources (New York, NY)
- …and execute audits, risk assessments, and issue validations surrounding compliance and BSA/ AML /Sanctions. Candidate must have internal audit experience with a ... performing risk assessment surrounding areas related to compliance and BSA/ AML /Sanctions (KYC/client onboarding, EDD, SARs, transaction monitoring etc.) Robert Half… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Specialist role develops and maintains TD's ... documentation to effectively report on the status of the AML program + Represents FCRM as a specialist...responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance… more
- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML ... Compliance, Operations and Governance and Control to ensure compliance with AML mandates and regulatory requirements. **Primary responsibilities are as follows:** +… more
- Bank of America (New York, NY)
- Sr Quantitative Fin Analyst - AML Models New York, New York;Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Pennington, New Jersey; Boston, Massachusetts; ... us! The Senior Quantitative Financial Analyst will contribute to the Corporate Audit function's coverage of various types of models used for anti-money Laundering… more
- Bank of America (New York, NY)
- …- Certified Anti-Money Laundering Specialist (CAMS) - Minimum 5 years of audit experience in areas related to BSA/ AML , sanctions and fraud risk management ... Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford,...This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing… more
- Capital One (New York, NY)
- …of the AML , Sanctions and Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One, ... (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's ...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- New York State Civil Service (New York, NY)
- …Financial Services, Department of Title Virtual Currency Senior Internal Controls Specialist (Financial Services Specialist 2 (Compliance), SG-23) Occupational ... helpful: Virtual Currency; internal controls/governance; Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ); Office of Foreign Assets Control (OFAC) and related laws,… more
- Bank of America (New York, NY)
- Global Financial Crimes Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of America, we are guided by a ... the Enterprise Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will support the execution of the Company's Global Financial… more
- Capital One (New York, NY)
- …Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input ... New York Senior Staff Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- Morgan Stanley (New York, NY)
- …small team of compliance professionals * Be certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license - or certification ... governance, oversight, and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance… more
- SMBC (Jersey City, NJ)
- …to management when issues/risks may arise. This role will require tracking of all audit and exam related requests as well as ensure a timely and accurate response ... questions from the KYC team as well as the Front Office related to AML /KYC processes including client onboarding and periodic KYC reviews. + Knowledge of the Know… more
- CIBC (New York, NY)
- …advanced concepts to provide expertise in the development and completion of monthly audit reports, quarterly audit reports, and ongoing legal entity reports to ... will be remote_ **Responsibilities:** **Assisting in the execution of a comprehensive audit plan that addresses key regulatory requirements and provides a sound… more
- Morgan Stanley (New York, NY)
- …governance, oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance ... you. *Your Key Responsibilities:* As an experienced Director/Vice President Risk Ranking Specialist in GFC, you will: * Assist with development and optimization of… more
- Citigroup (New York, NY)
- …Regulatory Management Product Risk, this role is a business, product and risk specialist who supports the assigned products in managing both inherent and residual ... system prior to validation by other control and assessment functions such as Internal Audit and ORM. + _Reporting_ - Assess control drivers and work with Product… more