- The Rare Wine Co. (Brooklyn, NY)
- Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique selection of fine wines and artisanal spirits from ... with our customers and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team at Vieux Vins Group.… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are hiring for a Compliance Associate role for a global Alternative Investment firm located in midtown Manhattan. Our ... experience relating to SEC, FINRA and CFTC Regulations + Bachelors Degree The Compliance Associate role requires 3 days per week in the midtown Manhattan office,… more
- Robert Half Finance & Accounting (Roselle, NJ)
- Description We are looking for a dedicated Regulatory Compliance Associate to join our client's team in the Roselle, New Jersey area. This role offers an ... a fast-paced environment and have a passion for ensuring compliance , we want to hear from you. Salary is...5 paid holidays + 401K w/ match Requirements * Associate 's degree in Food Science or a related field… more
- Robert Half Finance & Accounting (Roselle, NJ)
- Description We are looking for a dedicated Regulatory Compliance Associate to join our client's team in the Roselle, New Jersey area. This role offers an ... a fast-paced environment and have a passion for ensuring compliance , we want to hear from you. Salary is...5 paid holidays + 401K w/ match Requirements * Associate 's degree in Food Science or a related field.… more
- City of New York (New York, NY)
- … Compliance and Contract System (BRICCS) team is searching for a Budget Compliance Associate to manage the implementation and coordination of DYCD's fiscal ... policies in provider submitted budgets processed by DYCD's BRICCS Unit. Under the general supervision of the Deputy Director of BRICCS, the Budget Review Analyst will: - Monitor and evaluate budget and budget modification submissions by funded Community Based… more
- C&W Services (New York, NY)
- **Job Title** Senior Compliance Records Associate **Job Description Summary** The Records Associate in addition to creating, tracking, and preparing hard ... with disabilities. Discrimination of any type will not be tolerated. In compliance with the Americans with Disabilities Act Amendments Act (ADAAA), if you… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is committed to providing fair… more
- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Objectives: Delivery** The Compliance Data Governance Operations Associate is a fast-paced role ... collaborating with subject matter experts across Compliance to assess data sources, identify control gaps and analyze data quality. This individual executes… more
- Santander US (New York, NY)
- Sr. Associate , AML Compliance - Corporate & Investment Banking Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... the possibilities **We Want to Talk to You!** The Sr. Associate , AML Compliance is responsible, as assigned by management, for various operations including… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position ... of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will primarily support the monitoring and… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking an Associate to join the Compliance Controls Inventory team, which is a part ... of SMBC's Compliance Department Americas Division ("CPAD"). This role will report...Associate will engage extensively with other teams in Compliance and the 1st line of defense to identify,… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team of SMBC Americas Division. ... This role contributes to the overall success of the Compliance Department by assisting with key processes to support effective operation of the department.… more
- Siebert Williams Shank (New York, NY)
- …("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a motivated compliance professional to assist the Compliance team led by the Chief ... Compliance Officer. The successful candidate will support compliance efforts including but not limited to training, branch office exams, FINRA licensing and… more
- CUNY (Bronx, NY)
- Associate Director of Compliance and Operations (Financial Aid Manager) **POSITION DETAILS** The City University of New York (CUNY), the nation's largest public ... urban university system, is seeking a passionate and dedicated Associate Director to join the Financial Aid team at Hostos Community College. The mission of Hostos… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** Manage a variety of compliance delivery areas across business advisory, surveillance, investigations, training and ... control design. Advise business leadership on compliance matters, including new products and strategy, employee misconduct and regulatory interpretation. Engage with… more
- SMBC (Jersey City, NJ)
- …business degree or JD Degree preferred. + Former regulator, compliance , and/or attorney/legal background. Established relationships with industry and regulators ... and complex financial institutions, and their functions, including Risk Management, Compliance , Legal and Operations. + Strong organization and time management… more
- SMBC (Jersey City, NJ)
- …Sumitomo Mitsui Banking Corporation is hiring an E-communications Surveillance Associate . This role is responsible for reviewing corporate electronic communications ... and escalating suspicious or non-compliant events. The candidate will need to consider FRB, FINRA, SEC and CFTC rules, as well as internal policies. **Role Objectives** + Timely review of incoming/outgoing electronic and voice communications. + Identifying… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- ESSENTIAL DUTIES AND RESPONSIBILITIES The Compliance Associate is a core member of the RB Compliance team. The Compliance Associate will ... recertification period. + Assist with examining files prior to compliance annual audits. + Prepare reports as needed. +...+ Submit Affordable Remediation for Tax Credit and Home Compliance . + Train/educate staff on compliance rules… more
- City of New York (New York, NY)
- …for inspections and enforcement. In addition to landside inspections, the Building and Compliance Associate Inspector may be required to do waterside inspections ... Permitting operations include reviewing scope of construction, plan examinations for compliance with New York City Zoning and Building Code, issuing construction… more
- Cognizant (New York, NY)
- …gathering, accurate reporting and improved operational efficiencies, whilst maintaining compliance . The ** Associate Director** level **Lab** **Consulting ... monitored and managed. * Ownership and responsibility for proposal delivery and compliance . Generation of proposal is supported by the regional proposals group. *… more