- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible… more
- SMBC (New York, NY)
- …looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for managing regulatory ... related documents. The role will report to CM's Head of Regulatory and Control , and will involve significant communication and collaboration with senior… more
- Organon & Co. (Jersey City, NJ)
- **Job Description** **The Position** The Associate Principal Scientist is responsible for developing and implementing Regulatory CMC strategies for assigned ... in accordance with global regulations and guidance's, and Company procedures. The Associate Principal Scientist will lead the preparation and submission of CMC… more
- Merck (Rahway, NJ)
- **Job Description** **Position Description:** ** Associate Director, Regulatory Affairs Liaison- Vaccines and Infectious Disease** The Regulatory Affairs ... as needed to colleagues in Regulatory Operations, Clinical Safety, Labeling, Regulatory Chemistry, Manufacturing and Control (CMC) as well as other… more
- Sanofi Group (Bridgewater, NJ)
- **Job title: Device Regulatory Lead ( Associate Director)** + Location: Bridgewater, NJ or Swiftwater, PA or Cambridge, MA **About the job** The Global ... and advice to development teams. + Prepare, review, and approve regulatory design control deliverables. + Lead and/or support global filing activities for device… more
- SMBC (New York, NY)
- …W inclusive of business process and controls optimization, risk remediation and control enhancement, and regulatory compliance. The CPAD group within SMBC ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate , you will be responsible ... The Control Management Organization has dual reporting into to...and Policies & procedures on Front Office Supervision + ** Regulatory , Audits and Compliance Testing -** Preparing the business… more
- Santander US (New York, NY)
- Associate , Business Control & Risk Management New York, United States of America The Associate , Business Control & Risk Management operates within the ... the Sr. Associate works to identify, assess key risks and control effectiveness throughout the assigned business line by driving business unit adherence with… more
- JPMorgan Chase (Brooklyn, NY)
- Join the Investment and Corporate Banks (ICBs) Product Control function where your primarily focus will be on ensuring the accuracy, integrity and timeliness of the ... that will enable you to deliver on and ever evolving agenda. As an Associate , in the external reporting group within Investment & Corporate Banking (ICB) Product… more
- Morgan Stanley (New York, NY)
- …**Investment Banking* **Title:** *Investment Banking Divisional Management - Business Control Unit Associate * **Location:** *New York-New York* **Requisition ... meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within IBD Management supports IBD in executing a variety of… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position is within the Japanese Corporate Banking (JCB) Business ... Unit, reporting to the Business Unit Risk Control Officer. The primary role is to provide analytical...in the financial services industry, related markets, and related regulatory agencies. + Strong understanding of audit practices and… more
- JPMorgan Chase (New York, NY)
- …with Trading to remediate and prevent issues on an ongoing basis. As a Senior Associate in the Valuation Control Group, you will be responsible for all aspects ... of the valuation control framework relating to products in credit. You will...with Front Office, QR and Technology and participate in regulatory exams and address bank's regulators inquiries **Required qualifications,… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... laws and regulations on all of Citi's businesses and control functions, both domestic and foreign. Generally, this Group...Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also… more
- JPMorgan Chase (New York, NY)
- …to remediate and prevent issues on an ongoing basis. **Job Summary:** As a Senior Associate in the Valuation Control Group, you will be responsible for all ... aspects of the valuation control framework relating to products such as, but not...adjustments + Partner with stakeholders on valuation related initiatives, regulatory exams and internal and external audit inquiries +… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for JPMorgan Chase & Co. (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. ... that embrace teamwork and innovation. As a product owner associate on the Controls Room team you will assist...in the overall objective to empower the firm's broader Control Management organization with risk-based information to manage their… more
- Morgan Stanley (Purchase, NY)
- …**Wealth Management* **Title:** *AML Risk Governance & Oversight: Quality Control Associate * **Location:** *New York-Purchase* **Requisition ID:** *3253089* ... Morgan Stanley. * * *Role Description:* * Perform Quality Control reviews for the Firm's Wealth Management and US...Comptroller of the Currency, Federal Reserve Bank, etc.) * Associate or Bachelor degree in Business, Finance, or other… more
- Mizuho Corporate Bank (Jersey City, NJ)
- The Assistant Vice President of the Credit Control Unit/Loan Control ("CCU"/"LC") is responsible for supporting daily operations performed by the CCU/LC. The ... and open items reconciliation efforts. + Support efforts to complete assigned regulatory reporting requirements in an accurate and timely manner. + Strengthen… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The VP, Regulatory Reporting will lead the preparation of certain Fed & OCC reporting in accordance with US GAAP and ... FRY-11, FFIEC009, FR Y-14Q & FR Y-15, reporting directly to VP, Regulatory Reporting Leader. This role is responsible for researching, interpreting and assessing… more
- PSEG (Hicksville, NY)
- …well as the attention, camaraderie and care for one another you might typically associate with a small business. Our focus on combatting climate change through clean ... PSEG. **Job Summary** This position is responsible for providing regulatory policy and technical support to the overall Management...you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which… more