- MUFG (New York, NY)
- …execution of policy and standards control testing activities + Liaise with risk assessment team and other stakeholders to ensure control testing ... identification and assessment of operational and technology risk , effective design and evaluation of controls ,..., and sustainable solutions to mitigate operational and technology risk . Control testing is an… more
- SMBC (New York, NY)
- …required timelines, with appropriate updates to policies, procedures, and controls . + Risk and Control Self- Assessment (RCSA): Oversee the RCSA process ... benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing ,...and Regulatory Change Management. Additionally, the position oversees the Risk and Control Self- Assessment (RCSA)… more
- M&T Bank (Buffalo, NY)
- …development and model risk management, capital planning and stress testing , and risk assessment /measurement activities. **Primary Responsibilities:** ... development and/or model risk management activities, capital planning and stress testing , or risk assessment /measurement activities. M&T Bank is… more
- Adecco US, Inc. (New York, NY)
- …be responsible for administering and managing Operational Risk and Control Self- Assessment (RCSA) including Control Testing . This is a full time ... assessment , Process library management, Risk and controls taxonomy, Controls testing , Issues...or Enterprise Risk Management Risk Assessment and Control testing program… more
- Google (New York, NY)
- …processes and standards to ensure the accuracy, consistency, and integrity of compliance testing and risk assessment activities, including reviewing ... you will be responsible for evolving and transforming Google's Risk Assessment , Assurance and reporting programs to...tech-enabled. You will be responsible for the monitoring and testing of controls , reporting on control… more
- Mizuho Corporate Bank (New York, NY)
- …+ Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment , Compliance Testing , and Issues Management + ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...the plan based on the results of the Compliance Risk Assessment + Update Compliance Monitoring Policies,… more
- Mizuho Corporate Bank (New York, NY)
- …MMA, a registered OTC Derivatives Dealer, and to Mizuho US operations (MUSO). + Execute risk -based controls testing and present testing results and issue ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...least 3 years in a Compliance function, focusing on testing , auditing, or risk assessment .… more
- Deloitte (New York, NY)
- …include process improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across ... markets organization or broker-dealer, including execution and oversight processes, risk assessment , reporting, controls , testing , and data analytics +… more
- Citigroup (Getzville, NY)
- …+ Help contribute to governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self- Assessment ... controls to mitigate risks as required by the Control Standards, including implementation and operation, conducting the ...and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk … more
- SMBC (New York, NY)
- …relevant aspects of the control environment including issues management, audits/reviews, Annual Risk Assessment , testing of controls and customer ... team leader is expected to contribute to leading the internal execution and risk management process supported by Lending Management Group members. This position is… more
- BMO Financial Group (New York, NY)
- …maintenance and administration of a specific compliance program. Coordinates and performs risk assessment , monitoring, testing and surveillance activities to ... compliance controls . + Performs and/or effectively challenges monitoring and testing activities to ensure compliance regulatory compliance controls are… more
- Citigroup (New York, NY)
- …crucial role in supporting definition and implementation of Data Risk Control Framework, associated processes for Data controls , and monitoring and reporting ... This role will support multiple leaders within the Data Risk Controls organization and assist them with...Legal, Operations and other cross functional partners to support assessment of the data control environment and… more
- Citigroup (Getzville, NY)
- …+ Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self- Assessment ) ... as required by the MCA Standard including the assessment and appropriate approval of risk associated...quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control … more
- Citigroup (New York, NY)
- … solution, that monitors and tests business controls defined per firm's Risk and Control Self- Assessment (RCSA) platform. Building analytical tools to ... Control and Monitoring Solution that facilitates monitoring and testing of controls defined in firm's ...testing of controls defined in firm's Risk and Controls Self- Assessment (RCSA)… more
- Mizuho Corporate Bank (New York, NY)
- …Change, Compliance Testing , and Issues Management to ensure Compliance Risk Assessment results are consumed downstream Required Qualifications + Four-year ... Compliance Risk and developing and implementing compliance controls and programs such as: + Compliance testing...compliance risks Summary ACD seeks a Vice President, Compliance Risk Assessment within the Compliance Risk… more
- Citigroup (New York, NY)
- … gaps; drive remediation of identified control gaps and record these controls in Manager's Control Assessment (MCA); establish ongoing monitoring of ... (FCDO) Assessment Unit including identification of inherent risk and monitoring controls + Manage implementation...and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk … more
- Citigroup (Getzville, NY)
- …+ Help contribute to governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self- Assessment ... ) as required by the MCA Standard including the assessment and appropriate approval of risk associated...quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control … more
- Citigroup (New York, NY)
- …**Responsibilities:** + Help coordinate governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self- ... ) as required by the MCA Standard including the assessment and appropriate approval of risk associated...quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control … more
- Bank of America (New York, NY)
- …+ Reviews and challenges FLU/CF process, risk , Single Process Inventory and FLU/CF Risk and Control Self- Assessment related to themes or trends, while ... Compliance and Operational Risk Manager- Control Room Charlotte, North...centralized issues tool + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- Citigroup (New York, NY)
- …+ Assist in the lead of governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self- Assessment ) ... Custody, servicing institutional clients. The Risk & Control Director will execute the assessment , strategic...understood and adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more