- SMBC (Jersey City, NJ)
- …flexibility, collaboration, and adaptability are important - Maintain an operational risk management and regulatory compliance mindset to understand ... technology risk management , business continuity management , and operational risk management - Prior work experience within risk disciplines… more
- SMBC (Jersey City, NJ)
- …Vice President (VP) role will support the review and completion of Finance wide operational risk management activities, including Risk and Controls ... assessments conducted by the Finance first line and Operational Risk Management (ORM) second...field. + 10+ years of experience related to finance, risk management , internal audit, or compliance… more
- SMBC (Jersey City, NJ)
- …experience in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: ... related to Risk and Control Self-Assessment, Incident Management and related reporting for Compliance Control...efficiency and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and… more
- NorthMark Strategies (New York, NY)
- …This role will support the development and execution of best-in-class insurance and risk management strategies across the organization, with a focus on Owner ... and alternative risk transfer strategies. Requirements: Bachelor's degree in risk management , Insurance, Finance, Business Administration, or a related… more
- Organon & Co. (Jersey City, NJ)
- …(CTM), Translational Medicine and Early Development (TMED) is responsible for assisting in the operational aspects of phase 1 & phase 2a studies and will report to ... and execution of TMED studies. **Responsibilities** + Manage and support the operational aspects of clinical studies from study start-up through close-out. + Manage… more
- SMBC (Jersey City, NJ)
- …such as KYC, Sanctions, Financial Intelligence Unit, Data Analytics, Program Management , Risk and Control, Anti-Fraud/Anti-Bribery & Corruption, and Internal ... and act as a role model for the assigned M&T staff. + Work with the Head Compliance M&T to develop a risk -based annual M&T Plan and a detailed schedule of… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …to test the readiness of the incident response team and improve procedures. Risk Management and Vulnerability Management : + Support proactive vulnerability ... knowledge of the NIST Cybersecurity Framework, incident response, threat hunting, and risk management practices. + Familiarity with SIEM platforms, IDS/IPS,… more
- HSBC (New York, NY)
- …Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management , Internal Audit, External Auditors and regulators + Have ... Americas Finance Leadership Team + Manage a team of risk management experts across multiple locations and...audit and regulatory expectations + Anticipate, identify and mitigate operational risk in an appropriate, cost-effective manner… more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... accounting firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the… more
- HSBC (New York, NY)
- …independent trusted advisor in governance forums, issue management , fostering a compliance culture and optimizing relations with risk owners and control ... The Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management leadership...Consultants and others to ensure clear understanding of regulatory compliance risk exposure with respect to clients,… more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...consulting or financial services experience, with a focus on operational resilience or business continuity. Management consulting… more
- Capco, a Wipro Company (New York, NY)
- …areas such as lending, deposits, account servicing, anti-financial crime, online banking, risk identification & management , and payments. The team offers clients ... rapid modernization and change. Whether our clients are seeking enhanced operational performance, reduced risk , accelerated change, or transformed customer… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- Reklame Health, Inc (New York, NY)
- …and implement initiatives to enhance clinical workflows, patient outcomes, and satisfaction rates. Risk Management : Identify and address operational risks in ... operational efficiency in clinical environments. Knowledge of healthcare compliance and regulatory standards (eg, HIPAA) Leadership and Communication: A… more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- SMBC (New York, NY)
- …with Legal, Compliance , and Procurement teams. - Monitor vendor risk , including operational , financial, and reputational risks, and implement mitigation ... ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep… more
- Principal Financial Group (New York, NY)
- …of Principal AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial, operational , and system-related aspects across both… more
- SMBC (New York, NY)
- …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, ... Governance Manager will be integral in maintaining the integrity, compliance , and performance of financial and operational ...+ Experience: Minimum of 10 years of experience in risk management , project management , … more
- SMBC (New York, NY)
- …and information pertaining to the account for senior management . Pro-actively escalate credit risk , operational risk , and events to management if ... and enterprise valuations; assign borrower rating, detailed action plans, exposure management strategies and account related admin duties . Review and process… more
