- SMBC (Jersey City, NJ)
- …("M&T") in the Compliance Department, Americas Division, the Head of Financial Crime Compliance ("FCC") Monitoring & Testing manages the execution of ... for the assigned M&T staff. + Work with the Head Compliance M&T to develop a risk-based...compliance requirements and standards that impact a global financial services firm such as KYC/client risk rating, transaction… more
- HSBC (New York, NY)
- …First LOD") to ensure that they effectively manage as "Risk Owners" the Regulatory and Financial Crime Compliance risks inherent in or arising from the ... the US Customers / Stakeholders + Report to the Head of IWPB RC US relevant Regulatory Compliance...Compliance risk within a global firm, in the financial services industry, preferably with a Global Investment or… more
- Marex (New York, NY)
- …continues to build. Additionally, they participate in projects and help build out the Financial Crime Compliance function at Marex, building on their ... on risk relevancy and possible SAR filing to the Head Transaction Monitoring and Investigations Americas. They are also...and DMA, plus award-winning data, insights, and analytics. The Financial Crime Compliance team is… more
- Zurich NA (New York, NY)
- …Facing Conduct, Market Integrity, and Financial Crime . Reporting to the Head of Compliance Centre of Excellence, this role offers a unique opportunity to ... Party Risk, Customer Facing Conduct, Market Integrity, and Financial Crime ) and ability to support cross-functional compliance initiatives. + Excellent… more
- MTA (New York, NY)
- …and oversee the development and implementation of centralized auditing and compliance of MTA Security standards, policies, operational procedures, practices, and ... continuously observe the quality of MTA Security performance in implementing proactive crime prevention efforts, promptly responding to calls for security calls for… more
- MetLife (New York, NY)
- …of contact with OFAC, MetLife's US sanctions regulator. * Review and advise on Anti- Financial Crime (AFC) policies, procedures and risks. * Regularly advise the ... subsidiaries and affiliates, is one of the world's leading financial services companies, providing insurance, annuities, employee benefits and...Global Head of AFC Compliance and team. *… more
