- SMBC (New York, NY)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- HSBC (New York, NY)
- Senior Legal Counsel Brand: HSBC Area of Interest: Legal Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 23 Oct 2025 In compliance with applicable ... legal risk and issue advisory. Responsible for providing comprehensive legal advice to senior management and all global businesses and functions, the team offers a… more
- SMBC (Jersey City, NJ)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- SMBC (Jersey City, NJ)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- SMBC (Jersey City, NJ)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... relationships in Asia, the Group offers a range of commercial and investment banking services to its...New York City, we are an SEC registered Broker dealer that provides financial products and services … more
- M&T Bank (Tarrytown, NY)
- …of formal call program(s) targeting new loan and deposit business. + Evaluate requests for dealer commercial services , commercial real estate, and ... maximum lending authority; prepares and presents loan requests to senior credit officers and credit committees when appropriate. +...the renewal of credits. Monitor customer deposit accounts. Monitor Dealer commercial services audits and… more
- SMBC (New York, NY)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter...foundation in US securities laws and regulations and broker dealer operations, products and services . + Ability… more
- US Bank (New York, NY)
- …markets products + Subject matter expert level of understanding of commercial banking operations, products/ services , systems, and associated risks/controls, ... Subject matter expert level of knowledge of applicable laws, regulations (Swap Dealer Reporting, Volker Rule, Dodd-Frank), financial services , and regulatory… more
- JPMorgan Chase (Jersey City, NJ)
- …senior executives outside of Internal Audit and across the firm! As a Senior Internal Auditor, Associate on the Commercial and Investment Banking Finance ... services industry + Exposure to capital planning (CCAR), broker- dealer and bank regulatory reporting, and Treasury/liquidity reporting processes JPMorganChase,… more
- JPMorgan Chase (Jersey City, NJ)
- …role in enhancing our organization's governance and operational excellence! As a Senior Internal Audit Associate on the Commercial and Investment Banking ... financial services industry + Exposure to capital planning (CCAR), broker- dealer and bank regulatory reporting, and Treasury/liquidity reporting processes + CPA… more
- JPMorgan Chase (Jersey City, NJ)
- JPMorgan Securities LLC (JPMS LLC) is a licensed broker- dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities Dealer ... Merchant, Commodity Pool Operator, and registered as a swap dealer and Security-Based Swap Dealer . JPMS LLC...worldwide. Join JPMS LLC, a leader in global financial services , and play a pivotal role in shaping our… more
- Citigroup (New York, NY)
- …relationships with key financial intermediary clients and prospects of Investor Services . This role is pivotal in driving significant revenue growth, ensuring ... Responsibilities The successful candidate will maintain ownership of key commercial relationships, with responsibilities including, but not limited to: +… more
- GE Vernova (New York, NY)
- …controls aligned to various advisory and capital markets products and services , including third-party fundraising and management. + Broker- Dealer Compliance: ... regulatory compliance professional that will partner with GE Vernova's Financial Services ("FS") business to manage FS' compliance program. The Deputy Compliance… more
- SMBC (Jersey City, NJ)
- …the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- Citizens (New York, NY)
- …General Counsel, Head of Wealth Legal and will be responsible for providing commercial and comprehensive legal guidance to senior management and the business ... service wealth management business, which includes RIA, Broker Dealer and Trust (including Delaware trust) offerings and ...Dealer and Trust (including Delaware trust) offerings and services . . + Develop and support implementation of legal… more
- Siebert Williams Shank (New York, NY)
- …banking professionals who provide direct analytical and quantitative assistance to senior bankers, facilitating investment banking services for public sector ... bankers in business development efforts. SWS is a full- service investment banking and financial services company...national leader in public finance investment banking, a named dealer on more than 50 commercial paper… more
- Wolters Kluwer (New York, NY)
- …(such as cloud, on-premises, hosting, subscription and professional services agreements, including software-as-a- service (SAAS) agreements, infrastructure-as-a- ... Providing comprehensive legal counseling regarding a broad spectrum of commercial , corporate, technology, product, intellectual property, cybersecurity, privacy and… more
- TD Bank (New York, NY)
- …of laws, rules, regulations, risks and taxonomies related to consumer and commercial banking, securities (broker- dealer ), and wealth management businesses + ... US banking regulations (eg, Federal Reserve) as well as banking products and services . Additionally, a risk management / internal control mindset to apply and assess… more
- Wells Fargo (New York, NY)
- …a comprehensive suite of capital markets, banking, and financial products and services . A trusted partner to our clients, we provide corporate and transactional ... banking, commercial real estate lending and servicing, investment banking, equity...you will:** + Serve as a strategic partner to senior leadership, shaping objectives, plans, and long-term goals across… more
- TD Bank (New York, NY)
- …York, United States of America **Hours:** 40 **Line of Business:** Personal & Commercial Banking **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing ... integral part of TD Securities. The group provides best-of-class service to business partners in TD Bank Financial Group...funds. + Lead or participate in internal calls with senior credit officers and front office contacts, as well… more
