- TD Bank (New York, NY)
- …corporate oversight compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for ... , ensuring consumer interests remain a top priority. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (New York, NY)
- …Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second ... is outlined in the general description below. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and… more
- TD Bank (New York, NY)
- …role which is outlined in the general description below. **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... will cascade throughout the organization. **The Ideal Candidate:** The Compliance Business Oversight Manger -...and Data Regulations is the primary compliance manager for the Marketing US line of business… more
- TD Bank (New York, NY)
- …Conduct monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a ... integration with core business functions. + Provide oversight and guidance on compliance requirements specific...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads ... subject matter expertise and Compliance advice to business management + Maintains oversight (via review...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Manager provides advice, support ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing… more
- Amazon (New York, NY)
- Description Amazon's Transportation Risk & Compliance (TRC) Department of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior ... Risk Manager to conduct DOT compliance risk assessments...transportation businesses, implementing scalable risk management solutions to enable business growth. The DOT Oversight and Governance… more
- TD Bank (New York, NY)
- … that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair Banking ... outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- Neuberger Berman (New York, NY)
- …as the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the Private Wealth ... and Shannon Saccocia, Chief Investment Officer - Wealth. The Trust Investment Oversight Officer will serve as the primary liaison between the Trust Companies… more
- Novo Nordisk (Plainsboro, NJ)
- …a difference? The Position Developing quality and strategic objectives and strong business understanding of the value chain and customer focus. This role enables ... and ensures compliance against health authority regulations and Novo Nordisk requirements...and Novo Nordisk requirements in relation to Pharmacovigilance (PV) oversight and deviations management. This role fulfills the PV… more
- Neuberger Berman (New York, NY)
- …Registered platform. The successful candidate will be responsible for fund oversight , calculating and paying the financial arrangements to the Fund's intermediary ... Agent 's trailer process including tracking affiliated investments and ensuring compliance with regulatory requirements for registered funds (eg 40 Act Funds,… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- BlackRock (Princeton, NJ)
- …caps, allocation, and application of break points. + External service provider oversight . **Project Management for regulatory and business change** + ... **About BlackRock** Elevate your career by joining the world's largest asset manager ! Thrive in an environment that promotes positive relationships and recognizes… more
- United Therapeutics (Trenton, NJ)
- …culture of compliance with confidence and enthusiasm. The Senior Corporate Compliance Manager - Training, Communications and Policy will be responsible for: ... Compliance policies and procedures in partnership with Compliance Business Partners, Legal and stakeholders +...solid judgement + Produces high quality work with minimal oversight from manager + Ability to travel… more
- American Express (New York, NY)
- …in US and International markets. Strong focus will be dedicated to second line compliance oversight of GABM business initiatives like assessing new or ... and other areas. **Responsibilities:** + Provide Compliance oversight , challenge and guidance to GABM business ... oversight , challenge and guidance to GABM business stakeholders on compliance /regulatory requirements applicable to… more
- BMO Financial Group (New York, NY)
- …and methods governance is implemented, managed, and monitored in the business /group. The governance framework includes SEC/FINRA regulatory policies, guidelines and ... and measures to promote transparency, accuracy, consistency across groups. Provides an oversight of SEC Rule 17a-5. Applies specialized knowledge of Accounting &… more
- Citizens (New York, NY)
- …data protection, and/or risk requirements across the organization. Executing strategy for compliance , providing oversight of the Privacy Program, and providing ... Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess,...State laws as they are enacted. + Provide guidance, oversight , and challenge to Business Lines/Divisions on… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At TD Bank US ... with these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager /subject matter expert… more