- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... **Work Location** : New York, New York, United States of America **Hours:** 40 **Line... US Compliance Monitoring and Testing Team and Core Compliance… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Banco Popular Puerto Rico (New York, NY)
- Date: May 16, 2025 Location: New York, NY, US , 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are ... looking for a Senior CRA Compliance Officer to join our ...financial solutions to our customers, with presence in the United States , the Caribbean and Latin America.… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 -… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- Scotiabank (New York, NY)
- …Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with ... In this role, you will provide senior compliance support for the Scotiabank US Sales...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics Sr Group Manager...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Prime Therapeutics (Trenton, NJ)
- …prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... and drives every decision we make. **Job Posting Title** Senior Compliance Analyst - Remote **Job Description**...(ACA) + Must be eligible to work in the United States without need for work visa… more
- Prime Therapeutics (Trenton, NJ)
- …prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Interpretation and Advising) -...(ACA) + Must be eligible to work in the United States without need for work visa… more
- Prime Therapeutics (Trenton, NJ)
- …prepare, and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate ... and drives every decision we make. **Job Posting Title** Senior Compliance Analyst - Remote **Job Description**...(ACA) + Must be eligible to work in the United States without need for work visa… more
- Ascendis Pharma (Princeton, NJ)
- …develop their skills. This position reports to the US General Counsel and Chief Compliance Officer . The Senior Paralegal will be part of the Ascendis ... biopharmaceutical company with locations in Denmark, Europe, and the United States . Today, we're advancing programs in...Pharma Legal and Compliance team and responsible for negotiating contracts, improving processes,… more
- NJEDA (Trenton, NJ)
- …found on the state website. + Selected candidates must be authorized to work in the United States per the Department of Homeland Security, United States ... Overview Job Summary The Senior Servicing Officer independently manages credit...Jersey does not provide sponsorship for citizenship to the United States . #LI-ER1 #LI-HYBRID Apply or Email… more
- Zurich NA (New York, NY)
- AVP Underwriting Officer OR VP, Senior Underwriting Officer 120961 What can go right when you can grow your career? Now is the time to move forward and make ... leading the next evolution of the insurance industry. Join us in building a brighter future for our people,...Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer… more
- Bank of America (New York, NY)
- Senior Trust Officer New York, New York...GED / Secondary School or equivalent. **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 ... a successful career with opportunities to learn, grow, and make an impact. Join us ! **Job Description:** This job is responsible for managing a book of fiduciary and… more
- American Red Cross (New York, NY)
- …Career is a Force for Good!** **The American Red Cross is currently seeking a Senior Corporate Regional Philanthropy Officer to support New York City and the ... be part of the world's largest humanitarian network?_** **Join us -Where your Career is a Force for Good!** **Job...officer to join our development team as a Senior Regional Philanthropy Officer . The ideal candidate… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 -… more
- TD Bank (New York, NY)
- …**Job Description Summary** The Senior Manager, Business Management supports the US Chief Risk Officer with strategic planning and business management needs. ... **Work Location:** New York, New York, United States of America **Hours:** 40...a dynamic team dedicated to providing support to the US Chief Risk Officer . The Office of… more