- Wells Fargo (Springfield, NJ)
- **About this role:** Wells Fargo is seeking a Senior Lead Securities Based Lending Wealth Underwriter in Wealth and Investment Management. Learn more ... role, you will:** + Act as an advisor to senior leadership to develop or influence objectives, resources, and...functional area policies, procedures, regulations, and compliance requirements + Lead the strategy and resolution of highly complex and… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services/Prime Brokerage ... control partners and the TDS front office. As a ** Senior Manager** covering **the Securities Financing and...on valuation related topics **Job Requirements** + Ability to lead and influence. + Extensive experience in Securities… more
- TD Bank (New York, NY)
- …they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and ... more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead small audits, or own… more
- TD Bank (New York, NY)
- …they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
- TD Bank (New York, NY)
- …they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and ... more specific details for this role. **Job Description:** The Senior Auditor is responsible to perform and document audit...in some aspects of planning of audits and may lead less complex audits/projects. They independently assess control design… more
- TD Bank (New York, NY)
- …they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and ... approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the Core Compliance team which… more
- TD Bank (New York, NY)
- …they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and ... you will act as a singular point of contact with authority to lead strategic initiatives, working closely with multiple stakeholders to assess and acknowledge… more
- Guardian Life (New York, NY)
- …a resolute motivated individual to join our team as an Accounting Policy Investment Senior Lead This role will be responsible for the interpretation and ... to manage multiple competing priorities. **Reporting relationship** As our Accounting Policy Investment Senior Lead , you will report to our Head of Accounting… more
- S&P Global (Princeton, NJ)
- …(for internal use):** 12 **The Team:** Join the S&P Global Ratings team as a ** Senior Lead UI Developer** within the Corporates Analytical Value Stream. Our team ... platform. **Responsibilities and Impact:** We are seeking an experienced ** Senior Lead UI Developer** with extensive expertise...$200,000. Final base salary for this role will be based on the individual's geographic location, as well as… more
- TD Bank (New York, NY)
- …other Wealth distribution channels. **Depth & Scope:** + Serves as the expert in Securities Based Lending (Reg U) across all Wealth lending channels including ... Management and holistic solution sales techniques + Subject matter expert for digital Securities Based Lending across all custodians + Responsible for business… more
- Bloomberg (Skillman, NJ)
- … (RMBS), Asset Backed Securities (ABS) and Commercial Mortgage Backed Securities (CMBS). As a Senior Data Management Professional CLO Modeler, you ... portfolios, credit card debt, and even music royalties) into securities that are structured to meet nearly any investor...a large library of CLO cashflow models in a Python- based platform + Communicate with lead managers… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $130,000 USD TD is committed to providing fair ... their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge,...that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service'… more
- The Brattle Group (New York, NY)
- …Group Principals to develop and execute a revenue growth and market visibility plan. The Senior BDM will be embedded in the Securities Group and drive brand and ... Group, a privately held, global economics consulting firm, is looking for a ** Senior Manager, Business Development** to join either our **Boston, New York, or San… more
- S&P Global (New York, NY)
- …test automation frameworks, as well as managing tools and technologies based on industry best practices. Additionally, CQA focuses on upskilling, coaching, ... scenarios. + Design and develop test plans, test cases based upon functional and design specifications, execute test cases...meets the acceptance criteria + Acts as a test lead , planning the work of other testing staff and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- M&T Bank (New York, NY)
- …a hybrid position requiring in-office work three days every week. Ideally, it will be based in Buffalo, NY but may be in an another M&T office within footprint, such ... Program at the bank. Effectively communicates financial market conditions to senior management. Uses knowledge of asset/liability management philosophies and works… more
- TD Bank (New York, NY)
- …communication on project status, risks, issues, analyses/findings to Project Delivery Lead (s) and senior -level audiences. + Facilitate detailed requirements ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $145,000 - $190,000 USD TD is...their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge,… more
- Citigroup (New York, NY)
- The Financial Planning and Analysis Senior Lead Analyst is a senior level position responsible for providing management with an analysis and insight of ... provide a summary of financial trends and insight to senior management + Lead analysis of forecasts,...including consumer banking and credit, corporate and investment banking, securities brokerage and wealth management. The Balance Sheet FP&A… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more