- US Bank (Charlotte, NC)
- …excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Project Manager is primarily responsible for supervising staff ... from managers, however there are no direct reports. The Senior Audit Project Manager is...years of applicable experience + Knowledge of consumer, payments, wealth , fiduciary and commercial banking products + Subject matter… more
- Citizens (NC)
- Description Consumer Banking Risk Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and ... and due diligence lifecycle. As the First Line Risk Senior Manager , you will represent the first...risk management support. Qualifications: + 6-8+ years' experience in Wealth Management Risk Management, Audit , or Compliance… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Jersey City, New Jersey; Charlotte, North ... policy, operational/fraud risk management requirements. The Global Financial Crimes ("GFC") Manager - Global Markets and Global Wealth &Investment Management… more
- US Bank (Charlotte, NC)
- …team of audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology ... skills and discover what you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking a strong candidate to join our growing… more
- Cherry Bekaert (Charlotte, NC)
- …to our clients. Our firm is thriving and we seek a highly motivated **Commercial Audit Senior Manager ** for our Charlotte, NC, practice. This highly visible ... in a variety of commercial industries. Prior experience with commercial audit clients and business combinations is required. Exceptional client relations skills… more
- US Bank (Charlotte, NC)
- …Day One. **Job Description** This role will align to the Technology Services Audit team which provides global audit coverage for multiple technology ... and Treasury Solutions. This position also supports the validation of audit and regulatory issues within agreed-upon timeframes. Chief Information Office… more
- Truist (Charlotte, NC)
- …Truist Senior Internal Auditor will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. ... enhance achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo is seeking a Senior Operational Due Diligence Analyst - Global Manager Research for Operational Due Diligence as part of Wealth and Investment ... of funds, or other investment platform + Direct experience in investment manager research covering equity, fixed income or alternative investment managers +… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** *Business Process Manager to support process/system enhancements for regulatory requirements. Will upskill ... time. 1. Support Dealer Retail Services, Direct to Consumer, Small Business, Wealth , and Premier portfolios. 2. Provide leadership and management oversight to… more
- Cherry Bekaert (Raleigh, NC)
- …practices, control weaknesses, design or operate effectiveness gaps, vulnerabilities, audit exceptions and inefficiencies that result in appropriate recommendations ... accounting advisory, digital solutions, cybersecurity, tax, benefits consulting, and wealth management. For more details, visit cbh.com/disclosure. Cherry Bekaert… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island **Job ... to make a difference. Join us! **Job Description:** Working with Portfolio Manager (s), establish and execute a risk based coverage plan for specific portfolio(s).… more
- City National Bank (Charlotte, NC)
- … audit . **Skills and Knowledge** + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor ... regulatory affairs. + For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For Wealth Management Compliance roles, experience with… more
- Cherry Bekaert (Charlotte, NC)
- …to work onsite/hybrid from our Atlanta or Alpharetta offices. **As a Sales Tax Manager , you will:** Interact with partners, senior managers, staff, and clients ... **Description** **Sales Tax Manager ** **Description** Ranked among the largest accounting and...Accept responsibility for, and complete tasks assigned by firm's Senior Managers/Directors. + Make effective use of firm resources… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Senior Manager , Quantitative Analytics Lead leads the advanced quantitative models' ... enterprise (eg, Fraud, Retail Credit Risk, Marketing, NLP, TD Wealth , TD Asset Management, Treasury Balance Sheet Management, TD...from both Canadian and US regulators, internal and external audit in their review/ audit of models and… more
- City National Bank (Charlotte, NC)
- …business to remediation plans. + Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... or revised laws and regulations. + Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment...+ For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For Wealth Management Compliance… more
- Bank of America (Charlotte, NC)
- …Creates an inclusive team where members are treated fairly and respectfully. + Manager of Process & Data: Demonstrates and expects process knowledge, data driven ... convey the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification, escalation and resolution of potential… more
- TIAA (Charlotte, NC)
- …in the follow business areas: Technology, Asset Management, Financial Analysis/Accounting, Audit , Risk and Compliance, Human Resources and Advice and Client ... activities, as well as direct access to executive and senior leadership, mentors and previous interns. Eligible summer associates...user IT support. + **Nuveen Technology** - the investment manager of TIAA and offers a comprehensive range of… more