- GE Vernova (New York, NY)
- … Financial Services ("FS") business to manage FS' compliance program. The Financial Services Compliance Leader ("FS Compliance Leader ... entities in the US, UK and globally. The FS Compliance Leader will help enable and facilitate...Experience with US and/or global regulatory regimes related to financial services firms, such as broker-dealers and… more
- American Express (New York, NY)
- …of Financial Crimes compliance , risk, or audit experience in financial services ; demonstrated expertise in compliance risk. * Deep understanding ... are seeking a dynamic Vice President in the Deputy Compliance Office within the GC&E to lead ...functions within the second line of defense within a financial services institution, preferably within a bank.… more
- Capital One (New York, NY)
- …(CIA), or relevant certification + 4+ years of experience in banking, in the financial services industry, in a professional services firm serving clients ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on… more
- CUNY (New York, NY)
- …CUNY's financial control systems, risk management strategies, tax, and other financial compliance policies. This position ensures the integrity of ... processes and approve exceptions. + Serve as the university's lead authority on tax policy, compliance , and...training programs on internal controls, risk, tax, and other financial compliance topics; maintain up-to-date reference materials… more
- RGP (New York, NY)
- …Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic engagements across financial services clients, helping them ... recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams...regulatory compliance , and digital technology within the financial services industry. + Strong consulting background… more
- JPMorgan Chase (Jersey City, NJ)
- … Financial Crimes Compliance - Digital Asset Suspicious Activity Monitoring Program Lead - Vice President in Global Financial Crimes Compliance , you ... Compliance - Digital Asset Suspicious Activity Monitoring Program Lead - Vice President in Risk Management and ...consulting firm + Familiarity with transaction monitoring systems in financial services + Proven experience operating under… more
- Bank of America (New York, NY)
- … **Desired Qualifications:** + Bachelor's Degree in a related field + Experience in financial services and/or a similarly regulated sector + Strong knowledge of ... and drives actions to address the root causes that lead to compliance risk issues and/or operational...expenses and budgets in alignment with objectives, making sound financial decisions. + Enterprise Talent Leader : Assesses… more
- Mizuho Corporate Bank (New York, NY)
- …with data platforms: DataBricks and Snowflake preferred- Deep understanding of financial services compliance requirements (AML, sanctions screening, ... global enterprise. This role is a rare opportunity to lead the modernization of mission-critical compliance screening... change at scale and shape the future of compliance in financial services , we… more
- ADP (Florham Park, NJ)
- …systems **QUALIFICATIONS REQUIRED** + Bachelor's degree preferred or equivalent experience in financial services , compliance , or operations. + Minimum of ... platform by associates. + Obtain approval from the Chief Compliance Officer for associate financial accounts and...administration and a leader in business outsourcing services , analytics, and compliance expertise. We believe… more
- American Express (New York, NY)
- …US Investigations Unit (USIU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). ... many opportunities to learn new skills, develop as a leader , and grow your career. Here, your voice and...of criminal typologies associated with a wide array of financial products and services . + Knowledge of… more
- American Express (New York, NY)
- …manages bank partnerships globally. GMNS is looking for an experienced Sr. Manager- Financial Crimes to lead a diverse team of high-performing professionals ... business units, functional areas, and geographies. This role will lead the execution of financial crime risk...implementation of controls tailored to specialized risk areas including Financial Crime and Compliance , with input in… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- SMBC (Jersey City, NJ)
- …and Skills** + Work Experience: 5 to 7 years of specialized experience in Financial Services Compliance , Payment System or Money Transfer preferred. Previous ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- American Express (New York, NY)
- …Vice President of US Consumer Compliance . The successful candidate will lead Compliance oversight for several sub-units and portfolios within US Consumer, ... future of American Express. This position will be a leader within the Global Compliance & Ethics...line of defense) supporting consumer related business units within Financial Services or other like global businesses… more
- City of New York (New York, NY)
- …The New York City Department of Sanitation (the Department) is seeking one Audit and Compliance Lead to join the Bureau of Commercial Waste (Bureau). The Audit ... and Compliance Lead will oversee and guide audit...regulations. The successful candidate will bring advanced audit leadership, financial oversight, and compliance expertise to support… more
- New York Genome Center (New York, NY)
- …(CFO) is a critical position who serves as the New York Genome Center's financial leader , responsible for the organization's overall fiscal position, strategic ... executive team to monitor and address revenues, expenses, and operations. + Lead the Center's financial analysis, projections, and short-and long-term… more
- Charles Schwab (Jersey City, NJ)
- …asset products and services . The ideal candidate has deep expertise in financial services regulation, compliance , and/or risk management, a strong ... the firm. We are seeking a strategic and hands-on leader to oversee our Digital Assets Compliance ... compliance , regulatory, and/or risk management experience in financial services , preferably including crypto-native or digital… more
- Wolters Kluwer (New York, NY)
- …WKL) is a global leader in professional information, software solutions, and services for the healthcare, tax and accounting, financial and corporate ... Finance, Marketing, and Enablement Business Partners.** **About US** : https://www.wolterskluwer.com/en/about-us/organization/ financial -and-corporate- compliance **Hybrid:** Eight days a month we… more
- Publicis Groupe (New York, NY)
- … Monitoring Controls Associate Director would be responsible for the reviewing of financial controls and compliance within Publicis Groupe North America; and you ... **Company description** Publicis Groupe is a global leader in communication and is positioned at every...+ Performance of on-site review of processes, controls and financial reporting of agencies and Shared Service … more
- Wells Fargo (New York, NY)
- …& Investment Banking (CIB) delivers a comprehensive suite of capital markets, banking, and financial products and services . A trusted partner to our clients, we ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more