- Invesco (New York, NY)
- …in New York and will be responsible for supporting the Transaction Officer in sourcing, underwriting, and executing investment opportunities with an emphasis on ... United States markets. Key Responsibilities / Duties: Assist Transaction Officer in sourcing, structuring, and negotiating investment opportunities, ranging from… more
- Bloomberg (New York, NY)
- Global Risk and Compliance Policy Officer Location New York Business Area Legal, Compliance , and Risk Ref # 10041461 **Description & Requirements** ... It's up to you to make it happen. **Our Team:** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Mizuho Corporate Bank (New York, NY)
- …all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a ... promotes an effective control environment. The First Line Control Officer reports directly to BRC, with an additional reporting...Control Officers may also be asked to support non-financial risk Regulatory exams, Audit reviews and Compliance … more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to ... Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data...(TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due diligence,… more
- Banco Popular Puerto Rico (New York, NY)
- …13, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA ... Compliance Officer to join our ... Compliance Officer to join our Compliance Team in...HMDA and CRA risks in collaboration with the Regulatory Risk Assessment Unit; + Monitor the Bank's CRA performance… more
- City of New York (New York, NY)
- …the resources of plan beneficiaries and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production, ... highly valued. The Investment Officer will report to the Senior Investment Officer - Risk , responsibilities include, but are not limited to, the following:… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team...compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Raymond James Financial, Inc. (New York, NY)
- …Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include...and government authorities, as it pertains to Audit and Risk Management. - Coordinate NYC Aging leadership to formally… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... to Talk to You!** USA Job Family Description: You will provide real-time compliance advisory support to the US Global Markets Business sales and trading business… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $225,000 to $300,000 per… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $150,000 to $225,000 per… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and contribute to strategic… more
- City National Bank (Jersey City, NJ)
- *SENIOR CREDIT RISK REVIEW OFFICER * WHAT IS THE OPPORTUNITY? The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... exposure. * Determines the accuracy of assigned internal credit risk ratings, non- compliance with CNB policies and...experience as a commercial lender, regulator or credit review officer * Minimum of 5 years of MS Office… more
- MUFG (New York, NY)
- …work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of ... the BURM (Business Unit Risk Manager) for Operations. The associate will be responsible for key aspects related to issue management, risk assessments, control… more
- Citigroup (New York, NY)
- Citigroup Global Markets Inc. seeks a Business Risk Officer for its New York, New York location. Duties: Deliver integrated solutions supporting the Volcker Rule ... compliance program within Citi's Business Risk & Control. Manage key Volcker control operations, including limit setting framework, data validation, issue… more
- JPMorgan Chase (New York, NY)
- Join JPMorgan Chase and be at the forefront of risk management and compliance . As a key player in our team, you will help shape the future of our business by ... Officer in the Asset and Wealth Management Credit Risk team, you will play a pivotal role in...throughout the loan closing and monitoring process. + Ensure compliance with the firm's risk management and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief-global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the right job?… more
