- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team of SMBC Americas Division. This role contributes to ... multiple entities and business lines. This role will report into the Director of Compliance Governance . **Role Objectives** + Support development of the Annual … more
- Wells Fargo (New York, NY)
- …a team of attorneys and legal professionals that provides advice support on general corporate law, corporate governance , and legal entity matters and ... controlled legal entities. The legal advice and support provided by the Corporate Governance Section also includes Executive Compensation matters and Investor… more
- Fluent (New York, NY)
- …play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will lead our '33 Act and '34 Act reporting ... As our Corporate Counsel, SEC Reporting and Corporate Governance , you will report directly to...and charter documents + Provide legal support for general corporate matters, including public relations, investor relations, compliance… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... your approach as we build and implement a forward-thinking compliance program for the future. Beyond technical...outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC is looking to hire a Financial Crime Compliance ("FCC") Program Governance Associate reporting to a VP of ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...FCC Program Governance . The FCC Program Governance … more
- American Express (New York, NY)
- …first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. Colleagues across American Express' key ... and American Express National Bank Headquarters (AENB HQ). The objective of the Corporate Functions Control Management Governance team is to establish the… more
- American Express (New York, NY)
- …and American Express National Bank Headquarters (AENB HQ). The objective of the Corporate Functions Control Management Governance team is to establish the ... installment loans to consumers; + Maintaining a Personal Savings program consisting of high-yield savings accounts and certificate of...Operational Risk and Controls strategy for Corporate Functions, set up a foundational governance … more
- Citigroup (New York, NY)
- The Legal Support Lead Officer for North America Legal Entity Governance is a senior level, non-attorney role, responsible for providing legal support to the Citi ... team, including through drafting and maintaining documents related to the governance of certain US. legal entities. **Responsibilities:** + Support the… more
- MUFG (New York, NY)
- …the following: **Portfolio Governance & Compliance ** + Manage governance frameworks, ensuring compliance with corporate policies and decision-making ... HR leadership, project sponsors, and Finance, this role ensures decision accountability, governance compliance , and process optimization across the global HR… more
- American Express (New York, NY)
- …you make an impact in this role?** As part of the Finance Data Governance Organization within Corporate Controllership, this role is responsible for bringing and ... of strong relationships across our organization. **Key Responsibilities:** + Finance Data Governance in compliance with the Enterprise Data Governance … more
- TD Bank (New York, NY)
- …products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program ... Description:** **Position:** Financial Crime Risk Oversight Specialist, Reporting & Governance **Reports to:** Director, Financial Crime Risk Oversight, TD… more
- American Express (New York, NY)
- …Data Governance & Management** As part of the Finance Data Governance Organization (FDG) within Corporate Controllership, this role is responsible from ... bringing and managing data under governance for Finance. FDG team is leading the effort...Data Quality, data catalog and lineage, as well as compliance to data standards and privacy regulations. + Serve… more
- SMBC (New York, NY)
- … Compliance team serves as a regulatory advisory function within the overall Compliance program and is responsible for overseeing the management of ... Compliance , Legal and other control function colleagues to enhance the overall Compliance program . + Responsible for the coordination and drafting of… more
- JPMorgan Chase (New York, NY)
- …contribute to strategic operational practices, enhancing the efficiency and effectiveness of our Corporate Governance Program . As a Governance Executive ... to make a significant impact in corporate governance ? Join our dynamic Board Program Team,...to align travel plans with Board/Committee schedules. + Ensure compliance with the Firm's travel policies and manage travel-related… more
- City National Bank (New York, NY)
- …within the GRC program . In addition, the position will help support governance /approval related activities across the GRC program . The position will closely ... *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER* WHAT IS THE OPPORTUNITY? Position reports...for reviewing regulatory communications concerning remediation within the GRC program and ensuring the Bank and RBC US/Combined US… more
- American Express (New York, NY)
- …you make an impact in this role?** As part of the Finance Data Governance Organization (FDG) within Corporate Controllership, the Vice President will shape and ... insights and proven frameworks from large financial institutions to strengthen data governance , stewardship, and regulatory compliance . + Ensure adherence to… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** This role within the Financial Crime Compliance ("FCC") Program Governance team will be responsible for ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Broadridge Financial Solutions (New York, NY)
- …all aspects of Broadridges market data program . You will direct the governance , compliance , and optimization of market data assets, lead relationships with ... better financial lives by providing the critical infrastructure that powers investing, corporate governance and communications . A certified Great Place to… more
- S&P Global (New York, NY)
- …Owners to ensure effective governance . + Oversee the implementation of the Governance , Risk, and Compliance (GRC) tool, focusing on the technology aspects. + ... **About the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate ** **The Team:** Digital Solutions (DS) is an enterprise-shared technology service… more
- TD Bank (New York, NY)
- …will support the Senior Manager in evolving the Business Line Risk Appetite program . Analyze data, information and existing governance routines to propose ... 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks & reporting for business… more