- TD Bank (New York, NY)
- …and issues, and to propose practical solutions to mitigate risk, as it relates to compliance Global Control Room. + Demonstrated ability to work across teams ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...for enhancements, to the Global Head of Global Control Room and Compliance … more
- TD Bank (New York, NY)
- …in conflicts management within a global financial institution, preferably in a control room or compliance function + Deep understanding of investment banking ... experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical...managing and mitigating conflicts of interest across the firm's global business lines. The ideal candidate will bring over… more
- Citigroup (Queens, NY)
- …management position within the Controllers Organization that will report up through the Global Head of Regulatory Reporting. The position will have a high level of ... Technology, & Operations. **Responsibilities:** + Lead and maintain the Global Regulatory Reporting (GRR) Risk Management Framework, ensuring the effective… more
- JPMorgan Chase (Jersey City, NJ)
- …challenging the status quo and striving to be best-in-class. As a Compliance Global Banking, AML Risk, Executive Director within the Compliance Conduct ... to work collaboratively across the firm. **Job Responsibilities** + Lead a team of global compliance officers that work with business and support functions for… more
- CBRE (New York, NY)
- …safety-first culture. * Directs and provides overall strategic management of the account's global compliance program to ensure adherence to CBRE and client ... Senior Alliance Director , Global - Talent Community Job... and controls requirements * World-class safety and controls compliance is a "license-to-operate" expectation and must be supported… more
- Scotiabank (New York, NY)
- Director & Head, Digital Channels - Portal and Mobile, Global Transaction Banking **Requisition ID:** 221443 **Salary Range:** 180,000.00 - 301,500.00 _Please ... committed to results, in an inclusive and high-performing culture. ** Director & Head, Digital Channels - Portal and Mobile,... & Head, Digital Channels - Portal and Mobile, Global Transaction Banking - New York, NY** ** Global… more
- JPMorgan Chase (New York, NY)
- Join JP Morgan as a Managing Director , Business Control Manager for the Firmwide Chief Data Office (FCDO). You'll be instrumental in promoting firmwide data ... the firm's data and analytics journey in a well-controlled manner. As a Managing Director , Business Control Manager within the Firmwide Chief Data Office (FCDO)… more
- Citigroup (New York, NY)
- …between Middle Office, Settlements, and the Business + Develop an effective control framework that fully meets Audit, Compliance and Regulatory requirements; ... model and creating an exciting environment to work in. We are a dynamic global organization, with a presence in over 60 Countries; covering all post execution… more
- JPMorgan Chase (Jersey City, NJ)
- …to deliver innovative, solution-oriented ideas in an ever-changing environment. As an Executive Director in the Firmwide Control Management team, you will join ... As the first line of defense for JPMorgan Chase (JPMC), Control Management is responsible for preventing, detecting, and monitoring operational, regulatory, and… more
- City of New York (New York, NY)
- Job Description The Bureau of Tuberculosis Control is seeking a Director of Education & Training. Under the direction of the Director of Training & Outreach, ... the Director supervises training staff, interns, and volunteers. The Director is responsible for managing the overall quality of the Education & Training program… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **The Team:** The **Associate Director ** will be responsible for managing two global teams, ensuring the ... architecture. + Familiarity with front-end build tools and version control systems (eg, Git, Webpack). **About S&P Global...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- American Express (New York, NY)
- …and Governance Responsibilities** A summary of key responsibilities include: The Process and Compliance Director plays a critical leadership role in ensuring the ... help us define the future of American Express. **About Global Real Estate & Workplace Experience (GREWE)** Global...with AMEX risk approach + Monitor contract administration and control adherence + Ensure final audit and compliance… more
- TD Bank (New York, NY)
- …vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific. Leads ... Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- NBC Universal (New York, NY)
- …Improvement + Support identification and prioritization of Continuous Improvements impacting the Global processes within R2R Control Environment + Establish and ... expected to be completed during 2025. Role Purpose: The Global Process Owner, Record to Report (R2R) sits within...maintain an appropriate accounting control environment within Finance operations for R2R, working closely… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... Compliance officers outside the US to reinforce a global approach to compliance . + Operating with...and evaluate the impact of controls to address ongoing compliance . + Coordinating activities with Internal Control … more
- MUFG (New York, NY)
- …regulatory requirements + Experience interacting with the Executive Committee Leadership, control function leadership, and compliance subject matter experts + ... A member of our recruitment team will provide more details. Reporting into the Global Head of Global Financial Crimes Division (GFCD) System Design, Tuning and… more
- Citigroup (New York, NY)
- **Team Mission:** Maximize revenue, funding and investment opportunities: The Global Markets Issuance (GMI) team aims to maximize revenue from Citi's issuance ... and stakeholders. + Maintain oversight over emerging and existing risks, issues, control weaknesses, control processes, corrective actions, control … more
- Citigroup (New York, NY)
- …of Treasury and Trade Services (TTS). This is the dual role comprising of Global Head of GARP (bilateral financing, growing at double digits annually) and Cluster ... product launch & strategies, managing commercialization, regulatory approvals wherein required, compliance with all internal credit requirements, Risk, AML etc. GARP… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas...Vertical BCO. + Liaises between Specialized Finance Department and control functions to execute on 2nd Line of Defense… more
- Citigroup (New York, NY)
- **Team Mission:** Maximize revenue, funding and investment opportunities: The Global Markets Issuance (GMI) team aims to maximize revenue from Citi's issuance ... proposal memorandums, holding pre-approval meetings with Product teams, Sales desks and Control functions to identify and address issues and build consensus; and,… more