- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in class. As a Vice President, Compliance & Ops Risk Test Sr Lead within the GFCC Specialized Testing ... encompass planning, executing, and reporting on all testing activities. Collaborating closely with Compliance and Operational Risk Officers, you will partner… more
- JPMorgan Chase (Tampa, FL)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- JPMorgan Chase (Tampa, FL)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- USAA (Tampa, FL)
- …for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under ... do:** + Under guidance, develops the steps needed to test and/or analyze compliance with applicable policies/procedures...compliance requirements are adhered to. + Completes assigned compliance and operational risk testing… more
- JPMorgan Chase (Tampa, FL)
- …distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more
- MUFG (Tampa, FL)
- …as well as introduction of new regulations & regulatory guidance in collaboration with Operational Risk Management partners. + Assess the impact of new or ... performing analytical comparisons or gap analyses in collaboration with Operational Risk Management partners. + Review related...key stakeholders and SMEs, and management. + Monitor and test for compliance with policies and standards.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Technology control processes. Implements and maintains ongoing programs and processes to test the design and operational effectiveness of IT controls. ... This role serves as the IT Functional Business Unit Risk Manager (BURM) duties and acts as the day-to-day...Responsible for ensuring IT assurance and compliance -related activities are completed in accordance with industry standards… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Knowledge of** + Advanced concepts, practices and procedures of risk management (including Operational Risk Management, Enterprise ... to support the Fixed Income Capital Markets (FICM) division in the FICM risk management function. Translates business strategy into comprehensive risk management… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Responsibilities** * Builds and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and build custom dashboards, builds ... the firm to automate and streamline functions to improve operational efficiencies. * Performs periodic reporting on compliance...(8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any… more
- Citigroup (Tampa, FL)
- …defining detailed data needs and technology business requirements; creating detailed test plans and testing the tech implementation; as well as interacting ... with 2nd line of defense oversight to calibrate and pressure- test the methodology calculations to attain sustainable and well-understood cross-enterprise results.… more
- USAA (Tampa, FL)
- …InfoSec and Second and Third Line teams + Experience with other InfoSec governance risk and compliance functions, and Operational functions (eg Access ... periodic exams from both internal control partners (eg legal, compliance , audit, risk ) and external control partners...third parties). + Ensures process owners identify, develop and test Information Security controls for risk mitigation… more
- Amentum (Tampa, FL)
- …Component Commands, TSOCs, and deployed forces on network and system risks, risk mitigation courses of action, and operational . Additionally, the Cybersecurity ... and authorization coordination. Advises and assists the customer with Risk Management Framework (RMF) and develops a Plan of...503. The duties of this task include assessing network compliance against controls listed in NIST 800-53 and creating… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and RJ Supervision to guide Corporate Banking in adherence to compliance and regulatory risk . + Responsible for test schedule, test plan and testing of ... compliance initiatives. Acts as Corporate Banking subject matter expert regarding compliance and regulatory risk . Works with internal and external business… more
- ManpowerGroup (Tampa, FL)
- …years of experience. In this role, you will have the opportunity to participate in operational , compliance and financial internal audits, as well as play a key ... Identifying, documenting and communicating opportunities to improve controls across operational , compliance and financial processes + Formulating recommendations… more
- Amentum (Tampa, FL)
- …its Component Commands, TSOCs, and deployed forces on network and system risks, risk mitigation courses of action, and operational Additionally, the Information ... Performs assessment and authorization coordination. Advises and assists the customer with Risk Management Framework (RMF) and develops a Plan of Action and… more
- Citigroup (Tampa, FL)
- …with all audit, regulatory and compliance directives. + Proactively identify/manage operational risk + Implement best practice processes and controls to ... Work with Operations teams to identify opportunities for processing or risk improvement. Drive change through ideation, documentation, testing, implementation. +… more
- JPMorgan Chase (Tampa, FL)
- …growth and build intuitive product design and development. + Ensure business and operational control compliance . + Engage in data modeling and design processes ... Build and test AI/ML use cases to learn and predict risk patterns using the platform database. **Required Qualifications, Skills, and Capabilities:** +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …industry operations. + Experience with Salesforce is preferred. + Familiarity with Risk Management, Supervision and Compliance within financial services. + ... with appreciable latitude for unreviewed actions or decisions. + Reviews operational procedures and methods; maps current reports and business processes; defines… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education and experience to conduct comprehensive audits, including Sarbanes Oxley and operational audits, and develop risk profiles of assigned processes within ... Propose audit objectives, scope, procedures and internal control reviews to ensure compliance with policies and procedures. + Participate in audit engagements from… more
- Amentum (Tampa, FL)
- …or refine them as necessary + Advise on network and system risks, risk mitigation, COAs, and operational recommendations + Recommend technology upgrades and ... environments. This role shall provide a complete and thorough risk assessment analysis of IT and IS to ensure...and strategic initiatives + Evaluate, assess, and ensure the compliance of ports and protocols utilized by IT infrastructures,… more