- Scotiabank (Tampa, FL)
- …results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** ** Global ... Director, US Bank Regulatory Compliance , Global Transaction Banking ...results, in an inclusive and high-performing culture. **Purpose** The Compliance Officer will serve as the primary… more
- Citigroup (Tampa, FL)
- …US SAR working group and Global SAR Governance meetings. **Purpose of Role:** Global AML SAR Program Officer : This role demands a deep understanding of ... **Description:** The Global SAR Program plays a crucial role in...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Tampa, FL)
- …is also preferred. **Key responsibilities:** + Assist the Head of COBRA and Head of Banking Book Basel Review in executing the global Review coverage plan by ... assurance to the Board of Directors, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior management and regulators on… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and expectations of prudential regulators. + Diverse businesses associated with a global , diversified Financial Holding Company. + Compliance Risk Management ... **Essential Duties and Responsibilities** + Support the Chief Privacy Officer (CPO) and VP, Books and Records Governance to...Master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in… more
- JPMorgan Chase (Tampa, FL)
- …make a significant impact and advance your career with us. **Job Summary:** As a Global Corporate Banking (GCB) Control Officer - Associate within the ... Join our Global Corporate Banking team and play...years in controls, audit, quality assurance, risk management, or compliance . + Strong business acumen with knowledge of regulatory… more
- Wells Fargo (Dunedin, FL)
- …share the value of digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss ... more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and...Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position until… more
- JPMorgan Chase (Tampa, FL)
- …place for you. As a Client Data Associate within the Commercial Investment Banking team, you will be reviewing and investigating Anti-Money Laundering (AML) cases, ... with WKO Makers, Middle Office, Client Owners, Legal, and Compliance teams to determine appropriate approvals and actions to...(Word, Excel, PowerPoint, and Access) Final Job Grade and officer title will be determined at time of offer… more
- JPMorgan Chase (Tampa, FL)
- …accurately and on time, and completing a remediation to the JPMorgan Global Anti-Money Laundering (AML) Standards for all active CIB clients. **Job ... Diligence (CDD) and/or Regulatory documentation + Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and… more
- Wells Fargo (Palm Harbor, FL)
- …Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers ... Network as part of the Consumer, Small & Business Banking division. Learn more about the career areas and...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Wells Fargo (Tampa, FL)
- …Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers ... Network as part of the Consumer, Small & Business Banking division. Learn more about the career areas and...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more