- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... required; Advanced degree preferred **Job Family Group:** Compliance **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary… more
- TECO Energy (Ybor City, FL)
- …exceptions, and NERC Alerts. [25%] 2. Controls & Monitoring: Administers the IT Compliance Management Systems and Governance, Risk , and Compliance ... support demonstration of compliance . Escalates out of compliance items to senior management ....Alerts. [25%] 3. Controls & Monitoring: Administers the IT Compliance Management Systems and Governance, Risk… more
- Citigroup (Tampa, FL)
- …President** Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal Anti-bribery ... relevant laws and regulation and design and deliver AB&C risk management framework that maintains risk...+ Conducting horizon scanning for the internal and external risk events and regulatory changes to ensure compliance… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...+ Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally… more
- Harmony United Psychiatric Care (Clearwater, FL)
- Company: Harmony United Psychiatric Care Job Title: Inhouse Counsel / Manager Legal, Compliance & Risk Management / Outpatient Clinics / Full-time Employment ... and administrative bodies. + Provide legal advice on healthcare management , compliance with federal healthcare laws (eg,...+ Provide clear, concise, and actionable legal opinions to senior management on a variety of corporate,… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...striving to be best-in class. As a Vice President, Compliance & Ops Risk Test Sr… more
- JPMorgan Chase (Tampa, FL)
- …recommendations clearly to senior stakeholders. + Proficient knowledge of risk management frameworks, regulations, and industry best practices. Ability to ... impact within the Asset Management business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE),… more
- JPMorgan Chase (Tampa, FL)
- …recommendations clearly to senior stakeholders. + Proficient knowledge of risk management frameworks, regulations, and industry best practices. Ability to ... compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various...of 8+ years of experience or equivalent expertise in risk management , assessment, control evaluations, or a… more
- Anywhere Real Estate (Tampa, FL)
- …stakeholders. + Strategic mindset with the ability to advise senior leadership on compliance and risk management . + Analytical mindset with the ability ... of the Global Information Security team, the Director of Risk & Compliance (Data Privacy and Regulatory...Type I and Type II through robust technical controls, risk management , and governance frameworks. **KEY RESPONSIBILITIES**… more
- Citigroup (Tampa, FL)
- …bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the ... to provide subject matter expertise in line with our operational and compliance risk management frameworks. A successful candidate will be a subject… more
- Citigroup (Tampa, FL)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy...Requires a comprehensive understanding of multiple risk management programs supporting Citi Businesses (Issues Mgmt ,… more
- Citigroup (Tampa, FL)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy...Requires a comprehensive understanding of multiple risk management programs supporting Citi Businesses (Issues Mgmt ,… more
- USAA (Tampa, FL)
- …and strengthen our overall control environment. This role will partner and collaborate with Compliance and Risk Management , as well as Business Operations, ... data, & transformation areas. We are pivotal in ensuring risk mitigation and regulatory compliance for issue...planning, execution, and implementation phases for effective and timely risk remediation. + Advise senior management… more
- Citigroup (Tampa, FL)
- … compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa Florida… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …As a forward-thinking risk leader, you'll transform Private Client and Asset Management Groups risk management into strategic advantages that measurably ... all of the following: hazard risk ; operational risk ; financial risk ; compliance /regulatory ... risk and control consulting activities of the risk management function. + Contributor to the… more
- Citigroup (Tampa, FL)
- … risk frameworks. + Demonstrated leadership in partnering with the business and senior management to address operational risk issues and implement ... Proven experience managing complex risk assessments, designing risk mitigation strategies, and overseeing compliance with...complex risk matters clearly and persuasively to senior management , the Board and other stakeholders.… more
- Citigroup (Tampa, FL)
- …part of the Resource and Business Management team within the CAO organization of Risk Management and will be part of the Risk Technology governance team ... Risk , Finance, Technology and ICRM including: quarterly Chief Risk Officer updates, Risk Compliance ...skills and a strong ability to engage at the senior management level. + Ability to understand… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … compliance to risk policies, and effectiveness of current risk management strategies to the Board of Directors, senior management and various ... and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and a minimum of eight (8) years of experience in the financial services industry, compliance , or risk management . ~or~ * Any equivalent combination of ... and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and...* Evaluates scope and selects technology components for database management systems and application database design for Compliance… more
- Citigroup (Tampa, FL)
- …senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... Global Control Frameworks **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary… more