- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... to ensure compliance with regulatory requirements and internal policies including potential conflicts of interest . Assess and report on compliance risks,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ingenuity and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest : detect and prevent possible employee ... conflicts of interest including Outside Business Activities, Sponsorships, Gifts & Entertainment,...address these concerns as well as to resolve any conflicts . * Monitors and keeps up to date with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight ... as well as Raymond James policies and procedures. The Senior Manager - COI Supervision reports directly to the...significant impact. + Maintains and executes enhancements to the Conflicts of Interest systems for the firm.… more