- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and/or certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing ... advice and guidance on industry rules, regulations, and firm policies, providing compliance education to new and existing PCG branch associates, conducting… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the firm. + Ensures effective coordination and communication occurs between supervision, PCG management, compliance , legal and other functional areas. + Monitors ... **Job Description** **Job Summary:** Senior Manager of E-comm Supervision will manage a...May participate in the formation of policies related to compliance . + Performs other duties and responsibilities as assigned… more