- HSBC (New York, NY)
- …and any other member of GIR) must be approved by a registered Supervisory Analyst (SA) before it can be distributed into the US. Currency, economics and most ... control and commerciality in accordance with HSBC policies. As our Supervisory Analyst you will: + Responsible for the ongoing assessment of operational risks… more
- Endo International (Woodcliff Lake, NJ)
- …findings to sales team + File and maintain all back up documentation for SOX compliance + Provide internal and external audit personnel copies of requested data ... marketing team. Enhances sales productivity and customer satisfaction. Ability to assist an analyst by possessing the knowledge and having the skill set to ensure… more
- SMBC (White Plains, NY)
- …executed by the bank's domestic and global branch offices. The Derivatives Analyst is responsible for review of the administrators and representatives daily ... processing of confirmations and settlements for securities trades. The Analyst may act as a subject matter expert and...issues and addresses them + Generates quarterly position and audit reports for management review + Resolves routine matters… more
- HSBC (New York, NY)
- …liquid. Such funds are difficult to analyze and require a high degree of analyst skill to evaluate the relevant risk factors. The position will also be responsible ... for ensuring appropriate documenting of all legal, compliance and credit risks per guidelines and approvals. The...For the portfolio of alternative funds being managed, the analyst will own the processes related to credit limit… more
- City of New York (New York, NY)
- …of Sanitation. The New York City Department of Sanitation (the Department) is seeking one Audit and Compliance Analyst to join the Bureau of Commercial Waste ... Under the direction of the Manager of Audits and Compliance , the successful candidate will conduct audits and other...- Develop and complete plans detailing procedures to meet audit objectives timely; - Prepare workpapers for audits and… more
- Deloitte (New York, NY)
- As an Analyst in Deloitte Audit & Assurance, you'll have the opportunity to gain valuable hands-on experience working alongside leading professionals and ... of business processes, internal control risk management, and related regulatory and compliance standards + Perform internal audit assurance activities (internal… more
- Deloitte (New York, NY)
- …the center of every decision, bringing both new risks and opportunities. As an Audit & Assurance Analyst , you could help our industry-leading clients navigate ... internal audit assurance activities (internal audits over financial, operational, compliance , IT, SOX and QARs), consult with engagement leadership and clients… more
- Deloitte (Jersey City, NJ)
- …environment? Have a passion for current trends in accounting and finance? As an Audit & Assurance Analyst supporting Securitization at Deloitte, you'll be part ... in an evolving industry. Work You'll Do As an Analyst in our Deloitte Audit & Assurance's...Review and assess transaction offering documents + Perform post-closing compliance testing and independently evaluate findings + Strategize with… more
- New York Times (New York, NY)
- …paying for. About the Role We are looking for an experienced data analyst with knowledge of internal controls, risk, and data pipeline architecture, and experience ... across our organization. In this hybrid role, you'll collaborate with business, audit , and technical teams to embed a data-driven perspective into internal audits… more
- City of New York (New York, NY)
- …well as maintaining personnel records. The WARM unit is seeking to hire an Audit Analyst . Tasks and responsibilities to include the following: - Analyze ... Job Description PLEASE NOTE THAT ONLY EMPLOYEES PERMANENT IN THE STAFF ANALYST TITLE WILL BE CONSIDERED The NYC Department of Environmental Protection (DEP) enriches… more
- Molina Healthcare (Yonkers, NY)
- …and application of business rules as they apply to each database. Validate and audit data to be housed on databases and ensure adherence to business and system ... fee schedules, and other business requirements. Lead and participate in audit initiatives, develop quality control framework, and collaborate cross-functionally to… more
- WMCHealth (Valhalla, NY)
- Compliance Analyst , 340B Program ( On-Site ) Company: WMC Advanced Physician Services PC City/State: Valhalla, NY Category: Executive/Management Department: ... Applicant link Job Details: Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory...Compliance Oversight + Develop and maintain a 340B audit compliance program, executing self-audits and implementing… more
- TD Bank (New York, NY)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will review marketing communication, provide… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...various technology and AI tools to facilitate process, documentation, audit trail and reporting capabilities. + Highly organized and… more
- TD Bank (New York, NY)
- … compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice ... analyzing data to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance… more
- Mastercard (Harrison, NY)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Senior Analyst - Federal Tax Compliance & Planning Senior Analyst , ... provision; uncertain tax positions; deferred taxes; and valuation allowances. The Senior Analyst , Federal Tax Compliance and Planning prepares and maintains… more
- TD Bank (New York, NY)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Analyst II (US) will execute these ... vary depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Analyst II executes independent testing of … more
- City of New York (New York, NY)
- …Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Compliance Analyst assists in developing a ... regulations as well as agency procedures. In addition, the Compliance Analyst may be assigned to specialized...liaison with operational staff within the agency. - Monitor, audit , and inspect capital construction projects in all project… more
- Molina Healthcare (Yonkers, NY)
- …and other guidance to assess compliance and support building regulatory compliance audit procedures. * At the direction of management, coordinates and ... Corporate Compliance , and other key stakeholders, develops and communicates audit scope, objectives, and timelines; Leads development of audit procedures,… more
- City of New York (New York, NY)
- …which include HireNYC, Section 3, and Local Hiring initiatives Your Impact: The Senior Compliance Analyst - M/WBE Compliance is responsible for ensuring ... equitable growth. Your Team: The Division of Economic Opportunity and Regulatory Compliance (EORC) supports HPDs mission by reviewing the integrity of applicants… more
