- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- GE Vernova (New York, NY)
- …to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic ... Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description**… more
- JPMorgan Chase (New York, NY)
- …Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ( CCO ) where you will lead oversight of ... complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely...Act of 1940. + Experience serving in a designated compliance leadership capacity (eg, Deputy CCO , … more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... loan reviews and/or directly conducting reviews of the Bank's commercial loan portfolio to ensure compliance with...Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- Touro University (Hawthorne, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... communication skills. Applicant must adhere to Patient confidentially. Handling COI, compliance issues for the college researchers, faculty, and others as needed.… more
- Touro University (Valhalla, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... a combination of validated Electronic Data Capture (EDC) systems and/or otherinternal or commercial software tools and proven ability to learn and apply new software… more
