- Eisai, Inc (Nutley, NJ)
- …on compliance trends, regulatory changes, and program enhancements C ontribute to compliance RAMP ( Risk Assessment and Mitigation Plan) projects and ... Risk Management, Mentoring/ People Development, Stakeholder Management (Legal/ Compliance )Eisai Salary Transparency Language:The base salary range for the… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... stakeholders to support the implementation of enhancements to the Firm's overall compliance program + Assess applicability, coordinate impact assessment and… more
- SMBC (Jersey City, NJ)
- …and leading the activities related to Risk and Control Self- Assessment , Incident Management and related reporting for Compliance Control Management. ... process mapping and process reengineering + Expert knowledge of risk assessment , issue management and incident management...industry + 7+ years of experience in an Operational Risk or Compliance Risk role… more
- SMBC (Jersey City, NJ)
- …Support the AIC and Team Lead in performing issue validations, annual risk assessment and audit planning, and continuous monitoring. **Qualifications and ... to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas...processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and ... is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines for the… more
- SMBC (Jersey City, NJ)
- …annual budget process to identify expenses for the year in consideration of key risk areas, new initiatives, and overall Compliance strategy. + Provide support ... SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role...for headcount tracking. + Support the annual Staffing Needs Assessment exercise to evaluate current resources, including assisting with… more
- HSBC (New York, NY)
- …partners. Ensure the transparent prioritisation of a common backlog to drive risk reduction, simplification and wider strategic needs. Ensure risk - risk ... and operational needs + Empower HSBC to successfully navigate cyber risk with innovative, responsive and frictionless technologies and services, both those… more
- SMBC (New York, NY)
- …and regulatory requirements before engagement in a timely manner. (eg, Coupa Vendor Risk assessment ) Contract & Price Negotiation + Lead contract negotiations, ... engagements align with organizational objectives and meet established standards for performance, compliance , and risk management. A key responsibility of this… more
- HSBC (New York, NY)
- …development; * EU and USA commercial banking regulations; * Commercial credit risk assessment in an international environment; * Financial products pertaining ... Contribute to effective utilization of the area/country balance sheet through monitoring risk -weighted assets (RWA) and deployment of appropriate risk management… more
- SMBC (New York, NY)
- …data security and risk management to promote front-to-back collaboration across risk assessment and findings remediation. + Partner with audit colleagues in ... (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment , and workpaper standards. Ability to manage and execute audits,… more
- HSBC (New York, NY)
- …policies. As our Supervisory Analyst you will: + Responsible for the ongoing assessment of operational risks associated with the role and inherent in the business, ... practices, management restructuring and the impact of new technology + Demonstrates compliance with HSBC standards, manuals and policies, and adheres to the defined… more
- SMBC (New York, NY)
- …within the Cash Management business in a structured fact-based manner, including plans, assessment of risk and alternatives and proposed paths to resolution. + ... + Comfortable presenting insights to senior leadership and non-technical audiences. Compliance and Adaptability + Experience working in regulated environments with… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …incident response capability aligns with the NIST Cybersecurity RiskFramework. 5. Cyber Risk Assessment Guidance: 6. Provide guidance to line department staff ... Cybersecurity Operations Center, (CSOC), managing vendor performance, and ensuring compliance with agency cybersecurity policies and contractual obligations. This… more
- SMBC (New York, NY)
- …Finance teams (Controllers, Tax etc.) and other key colleagues (HR, Technology, Risk , Compliance , Business Management etc.) and will support Anaplan ... processes. + Support the execution of key initiatives including performing gap assessment , critical analysis and set up projects/initiatives to drive results. + Work… more
- embecta (Parsippany, NJ)
- …Strategy** + Lead the development and execution of the annual enterprise-wide risk assessment to inform internal audit priorities and departmental initiatives. ... company's operations, with a focus on financial integrity, operational efficiency, regulatory compliance , and enterprise risk management. As a senior leader in… more
- SMBC (Jersey City, NJ)
- …management. Working with core Finance teams and other key colleagues (Technology, Risk , Compliance , etc.), Finance Change is primarily responsible for ... + Design and support change management programs inclusive of stakeholder assessment , impact analysis, and the development and execution of key strategies… more
- Equinor (Brooklyn, NY)
- …a job in Norway you will be asked for information on affiliation to high- risk countries for a security assessment . **About Equinor** Equinor is an international ... to independently solve complex tasks with a short-term operational or tactical impact/ risk . You deliver on tasks defined by others (and potentially partly defined… more
- Port Authority of New York and New Jersey (Jersey City, NJ)
- …+ Ability to interpret codes and standards and provide guidanceand applicationto ensure compliance + Ability to identify fire loss risk and provide guidance ... interview for qualified candidates, followed by a more in-depth interview(s) and/or assessment (s). Selected candidates who are made a conditional job offer will be… more
- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... outside of the CRA team in their conduct of compliance risk assessments for the legal entities...related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk… more
