- City National Bank (Jersey City, NJ)
- * INTERNAL CONTROLS OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective ... execution rigor to significant operational risk remediation activities. The Senior Officer is responsible for challenging the...with the Issue Management Policy and Standard and the Internal Controls Management Policy (ICMP) and Standard… more
- Bloomberg (New York, NY)
- … control remediation + Understanding of regulatory and operational risk management, internal controls , and root cause analysis + Strong verbal and written ... Risk Assurance & Controls Testing Officer - Chief Risk...stakeholders throughout the assurance lifecycle + Presenting directly to senior management on results + Managing ad hoc assignments… more
- City National Bank (New York, NY)
- …This position will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for ... * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST *...external audits. * Act as a liaison representing Business Control Office at internal meetings; establishing and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... effectively across diverse Business/Function + Experience with and previous exposure to internal or external control functions and regulators + Ability to… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk… more
- Banco Popular Puerto Rico (New York, NY)
- …Nov 5, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance...strategic direction and recommend policy and/or actions based on internal and external industry developments for area of responsibility.… more
- JPMorgan Chase (New York, NY)
- …and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide leadership in decision-making for ... As the Managing Director, Senior Credit Strategy Officer , Chase Auto,...complex transactions, ensuring compliance with industry standards and internal controls . **Job Responsibilities:** + **Credit Strategy… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... area compliance with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Senior Security Officer Department: Public Safety and Security Reports To: Chief of Police Position Type: Staff Position Summary: Under the direction of ... which includes by way of illustration only: - Maintaining control of university keys for access to all university...Minimum of 2 years security experience and prior security officer training Certified in CPR and First Aid. Bargaining… more
- Citigroup (New York, NY)
- …also with our Independent Risk partners to ensure best-in-class risk and controls , as well as client responsiveness. Key responsibilities include portfolio analysis, ... Derivatives and structured lending + Facilitate relationships with key clients, internal stakeholders and 2LoD Risk **Client Relationships / Business Partnership:**… more
- American Express (New York, NY)
- …briefings and presentations to senior leaders, including the Chief Risk Officer , Operational Risk leadership, and Internal Audit partners. + Lead, coach, ... define the future of American Express. **Position Summary** The Senior Manager, Internal Fraud Reporting & Insights...+ Familiarity with fraud risk management frameworks, KRIs, and internal control metrics. + Excellent communication and… more
- Bank of America (Jersey City, NJ)
- Sr. Information Security Officer - Generative Artificial Intelligence Chicago, Illinois;Jersey City, New Jersey; Charlotte, North Carolina; Denver, Colorado **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/Sr-Information-Security- Officer Generative-Artificial-Intelligence\_25035789) **Job Description:** At Bank of America, we… more
- Citigroup (Queens, NY)
- …relative to regulations in addition to impacts on customer experience. + Conducts internal testing of dispute processes to ensure control . + Monitors exceptions ... The Business Risk Officer is a strategic professional who stays abreast...+ Responsible for managing and supporting multiple risk and control programs for the organization including defining the strategy,… more
- MTA (New York, NY)
- …CDIO, DEO. + Under the direction of the MTA Chief Diversity, EEO and Inclusivity Officer serve as internal advocate and external point of contact with Title VI ... direction of the MTA Chief Diversity, EEO and Inclusivity Officer , serve as internal advocate and FTA...right of managers and supervisors to assign, direct and control the work of employees under their supervision .… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products (Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 **Description & ... functions, including Legal and Compliance, Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training… more
- SMBC (New York, NY)
- …team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and ... other communications. + Support production of Annual Compliance Report and related senior officer certifications + Participate in evaluation and implementation… more
- Citizens (New York, NY)
- …Futures Trading Commission (CFTC) and National Futures Association (NFA). The Compliance Officer will work closely with senior compliance officers to monitor ... Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team....and assist in the implementation and review of compliance controls . This is a critical role for maintaining Citizens'… more
- Mobile Health (Port Washington, NY)
- …+ Manage debt and equity financing activities, optimizing capital structure. Risk Management & Internal Controls : + Establish and maintain robust internal ... Compensation Salary Range: $225k-$250k plus bonus Position Summary The Chief Financial Officer (CFO) is a pivotal executive leader responsible for the financial… more